BIE ROY 4
4 · JDS UNIPHASE CORP /CA/ · Filed Nov 17, 2011
Insider Transaction Report
Form 4
BIE ROY
Senior Vice President
Transactions
- Tax Payment
Common Stock
2011-11-15$11.96/sh−1,076$12,869→ 30,764 total - Sale
Common Stock
2011-11-16$12.07/sh−1,227$14,809→ 29,537 total - Exercise/Conversion
Restricted Stock Unit
2011-11-15−2,303→ 16,122 totalExercise: $0.00From: 2011-11-15→ Common Stock (2,303 underlying) - Exercise/Conversion
Common Stock
2011-11-15+2,303→ 31,840 total
Footnotes (4)
- [F1]Each unit converts upon vesting into one share of common stock.
- [F2]These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
- [F3]Shares sold pursuant to a Rule 10b5-1 Stock Trading Plan.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.81 to $12.17, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.