4//SEC Filing
Zenni James Joseph JR 4
Accession 0001140361-11-054289
CIK 0001499268other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 1:23 PM ET
Size
21.4 KB
Accession
0001140361-11-054289
Insider Transaction Report
Form 4
Zenni Holdings LLC
10% Owner
Transactions
- Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 2,006,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 1,956,554.9 total(indirect: See footnotes 1 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 2,056,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.00/sh+50,000$550,000→ 1,956,554.9 total(indirect: See footnotes 2 and 3) - Sale
Common Units
2011-11-17$11.50/sh−50,000$575,000→ 1,906,554.9 total(indirect: See footnotes 1 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+100,000$1,137,500→ 2,156,554.9 total(indirect: See footnotes 2 and 3)
Transactions
- Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 2,006,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 2,056,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+100,000$1,137,500→ 2,156,554.9 total(indirect: See footnotes 2 and 3) - Sale
Common Units
2011-11-17$11.50/sh−50,000$575,000→ 1,906,554.9 total(indirect: See footnotes 1 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 1,956,554.9 total(indirect: See footnotes 1 and 3) - Purchase
Common Units
2011-11-17$11.00/sh+50,000$550,000→ 1,956,554.9 total(indirect: See footnotes 2 and 3)
Zenni James Joseph JR
10% Owner
Transactions
- Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 1,956,554.9 total(indirect: See footnotes 1 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 2,006,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+100,000$1,137,500→ 2,156,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.00/sh+50,000$550,000→ 1,956,554.9 total(indirect: See footnotes 2 and 3) - Sale
Common Units
2011-11-17$11.50/sh−50,000$575,000→ 1,906,554.9 total(indirect: See footnotes 1 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 2,056,554.9 total(indirect: See footnotes 2 and 3)
Z Capital Partners, L.L.C.
10% Owner
Transactions
- Sale
Common Units
2011-11-17$11.50/sh−50,000$575,000→ 1,906,554.9 total(indirect: See footnotes 1 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 2,006,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+100,000$1,137,500→ 2,156,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 2,056,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 1,956,554.9 total(indirect: See footnotes 1 and 3) - Purchase
Common Units
2011-11-17$11.00/sh+50,000$550,000→ 1,956,554.9 total(indirect: See footnotes 2 and 3)
Transactions
- Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 2,056,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 1,956,554.9 total(indirect: See footnotes 1 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+50,000$568,750→ 2,006,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.00/sh+50,000$550,000→ 1,956,554.9 total(indirect: See footnotes 2 and 3) - Purchase
Common Units
2011-11-17$11.38/sh+100,000$1,137,500→ 2,156,554.9 total(indirect: See footnotes 2 and 3) - Sale
Common Units
2011-11-17$11.50/sh−50,000$575,000→ 1,906,554.9 total(indirect: See footnotes 1 and 3)
Footnotes (3)
- [F1]These shares of the Issuer's common units ("Units") may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Z Capital Partners, L.L.C. ("Z Capital"), as managing member of the adviser to a certain fund; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital; and James J. Zenni ("Mr. Zenni"), as the President of Z Capital and the sole owner of Zenni Holdings.
- [F2]These Units may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Z Capital Special Situations Fund GP, L.P. ("Special GP"), as the general partner of certain private funds; Z Capital Special Situations Fund UGP, L.L.C. ("Special UGP"), as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings.
- [F3]Each Reporting Person disclaims beneficial ownership of the Units except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Units for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
Documents
Issuer
Affinity Gaming, LLC
CIK 0001499268
Entity typeother
Related Parties
1- filerCIK 0001530898
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 1:23 PM ET
- Size
- 21.4 KB