SIMS JIMMY D 4
4 · U-SWIRL, INC. · Filed Nov 21, 2011
Insider Transaction Report
Form 4
U-SWIRL, INC.HFFI
SIMS JIMMY D
Director
Transactions
- Award
Options (Right to Buy)
2011-11-17+25,000→ 25,000 totalExercise: $0.28Exp: 2016-11-17→ Common Stock (25,000 underlying)
Holdings
- 25,000
Options (Right to Buy)
Exercise: $0.37Exp: 2016-04-20→ Common Stock (25,000 underlying) - 5,000
Common Stock
- 5,000
Class A Warrants
Exercise: $5.10From: 2008-04-18Exp: 2013-03-19→ Common Stock (5,000 underlying) - 10,000
Class B Warrants
Exercise: $10.00From: 2008-04-18Exp: 2013-03-19→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Mr. Sims was granted 25,000 options @ $0.37 under the Issuer's 2011 Stock Option Plan. 12,500 options vest 4/20/12 and 12,500 options vest 4/20/13.
- [F2]Options granted as compensation. 12,500 options vest on 11/17/2012 with the remaining 12,500 options vesting on 11/17/2013.