Earnings Feed
Start Free
Home/Filings/4/0001140361-11-054455
4//SEC Filing

SIMS JIMMY D 4

Accession 0001140361-11-054455

CIK 0001355304other
View on SEC.govCompany Profile

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 12:04 PM ET

Size

10.4 KB

Accession

0001140361-11-054455

Insider Transaction Report

Form 4
Period: 2011-11-17
U-SWIRL, INC.HFFI
SIMS JIMMY D
Director
Transactions
  • Award

    Options (Right to Buy)

    2011-11-17+25,000→ 25,000 total
    Exercise: $0.28Exp: 2016-11-17→ Common Stock (25,000 underlying)
Holdings

  • Options (Right to Buy)

    Exercise: $0.37Exp: 2016-04-20→ Common Stock (25,000 underlying)
    25,000

  • Common Stock

    5,000

  • Class A Warrants

    Exercise: $5.10From: 2008-04-18Exp: 2013-03-19→ Common Stock (5,000 underlying)
    5,000

  • Common Stock

    (indirect: Jimmy D. Sims & Nancy M. Sims 2001 Rev. Tr. UAD 2-28-01)
    5,000

  • Class B Warrants

    Exercise: $10.00From: 2008-04-18Exp: 2013-03-19→ Common Stock (10,000 underlying)
    10,000
Footnotes (2)
  • [F1]Mr. Sims was granted 25,000 options @ $0.37 under the Issuer's 2011 Stock Option Plan. 12,500 options vest 4/20/12 and 12,500 options vest 4/20/13.
  • [F2]Options granted as compensation. 12,500 options vest on 11/17/2012 with the remaining 12,500 options vesting on 11/17/2013.

Documents

1 file

Issuer

U-SWIRL, INC.

CIK 0001355304

→
Entity typeother

Related Parties

1
  • filerCIK 0001505294

Filing Metadata

Form type
4
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 12:04 PM ET
Size
10.4 KB
View on SEC.gov