4//SEC Filing
SHELBY ANTONIO M 4
Accession 0001140361-11-054937
CIK 0000060714other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 3:52 PM ET
Size
11.7 KB
Accession
0001140361-11-054937
Insider Transaction Report
Form 4
SHELBY ANTONIO M
DirectorExec VP-Fin/CFO
Transactions
- Gift
Common Stock
2011-06-30−900→ 25,846 total(indirect: By Trust) - Exercise/Conversion
Incentive Stock Option
2011-11-22−15,000→ 0 totalExercise: $2.73Exp: 2011-11-29→ Common Stock (15,000 underlying) - Gift
Common Stock
2011-11-15−350→ 25,496 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2011-11-22$2.73/sh+15,000$40,950→ 40,496 total(indirect: By Trust)
Holdings
- 79,389
Common Stock
Footnotes (4)
- [F1]These shares were previously transferred from direct ownership into the reporting person's revocable trust, of which the reporting person is the settlor and trustee and holds a pecuniary interest in the trust's holdings and transactions. These shares include 546 shares which the reporting person had not previously reported beneficial ownership of which are beneficially owned by the reporting person through the reporting person's revocable trust.
- [F2]Incentive Stock Options ("ISO") granted by the Issuer to the reporting person. All ISOs are currently exercisable. As of the date of this report, there are no shares underlying the ISOs held by the reporting person.
- [F3]These 15,000 shares were acquired by the reporting person on November 22, 1011, upon the exercise of ISOs and were thereafter transferred by the reporting person into the reporting person's revocable trust. See footnote 1 above.
- [F4]This amount reflects the remaining shares owned directly by the reporting person following the transfer of certain shares from direct ownership into the reporting person's revocable trust. See footnote 1 above.
Documents
Issuer
LSB INDUSTRIES INC
CIK 0000060714
Entity typeother
Related Parties
1- filerCIK 0001258643
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 3:52 PM ET
- Size
- 11.7 KB