BOYADJIEFF GEORGE 4

Accession 0001140361-11-055380

CIK 0000813619other

View on SEC.gov Company Profile

Filed

Nov 29, 7:00 PM ET

Accepted

Nov 30, 3:20 PM ET

Size

27.2 KB

Accession

0001140361-11-055380

Insider Transaction Report

Form 4

Period: 2011-11-28

SOUTHWALL TECHNOLOGIES INC /DE/SWTX

BOYADJIEFF GEORGE

Director

Transactions

Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$10.70/sh−4,000$42,800→ 0 total
Exercise: $2.90From: 2009-03-18Exp: 2019-03-18→ Common Stock (4,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$9.20/sh−60,000$552,000→ 0 total
Exercise: $4.40From: 2004-12-18Exp: 2013-12-17→ Common Stock (60,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$2.60/sh−4,000$10,400→ 0 total
Exercise: $11.00From: 2012-03-25Exp: 2021-03-24→ Common Stock (4,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$5.65/sh−4,000$22,600→ 0 total
Exercise: $7.95From: 2011-03-24Exp: 2020-03-23→ Common Stock (4,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$7.20/sh−6,000$43,200→ 0 total
Exercise: $6.40From: 2006-02-28Exp: 2015-02-28→ Common Stock (6,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$5.70/sh−18,000$102,600→ 0 total
Exercise: $7.90From: 2005-02-20Exp: 2014-02-19→ Common Stock (18,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$10.20/sh−6,000$61,200→ 0 total
Exercise: $3.40From: 2007-02-27Exp: 2016-02-27→ Common Stock (6,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$9.40/sh−4,000$37,600→ 0 total
Exercise: $4.20From: 2009-02-26Exp: 2018-02-25→ Common Stock (4,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$11.10/sh−8,000$88,800→ 0 total
Exercise: $2.50From: 2005-10-05Exp: 2014-10-05→ Common Stock (8,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2011-11-28$10.90/sh−4,000$43,600→ 0 total
Exercise: $2.70From: 2008-03-01Exp: 2017-02-28→ Common Stock (4,000 underlying)

Footnotes (11)

[F1]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 6, 2011, among the Registrant, Solutia Inc. and Backbone Merger Sub, Inc.
[F10]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.
[F11]The reporting person received cash consideration for the cancellation of the option pursuant to the Merger Agreement equal to the number of shares of the Registrant's common stock underlying such option multiplied by the difference between the exercise price of the option and the per share purchase price of $13.60 in accordance with the Merger Agreement.
[F2]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.
[F3]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.
[F4]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.
[F5]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.
[F6]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.
[F7]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.
[F8]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.
[F9]The option provided for vesting over 4 years with 25% vesting after 6 months and the remainder vesting monthly thereafter. The vesting was fully accelerated pursuant to the Merger Agreement.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

SOUTHWALL TECHNOLOGIES INC /DE/

CIK 0000813619

→

Entity typeother

Related Parties

filerCIK 0001248162

Filing Metadata

Form type: 4
Filed: Nov 29, 7:00 PM ET
Accepted: Nov 30, 3:20 PM ET
Size: 27.2 KB

View on SEC.gov