4//SEC Filing
SUMMIT FINANCIAL GROUP INC 4
Accession 0001140361-11-055867
CIK 0000811808operating
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:17 PM ET
Size
10.9 KB
Accession
0001140361-11-055867
Insider Transaction Report
Form 4
HUFFMAN GERALD W
Director
Transactions
- Purchase
8% Non-Cumulative Convertible Preferred Stock Series 2011
2011-11-30$500.00/sh+100$50,000→ 37,500 totalExercise: $4.00From: 2012-03-01Exp: 2021-06-01→ Common Stock (12,500 underlying) - Exercise of In-Money
Subscription Rights (right to buy)
2011-11-30$500.00/sh−100$50,000→ 300 totalExercise: $500.00From: 2011-07-01Exp: 2011-11-30→ Preferred Stock (100 underlying)
Holdings
- 60,000
Common Stock
- 100
8% Non-Cumulative Convertible Preferred Stock Series 2009
Exercise: $5.50From: 2010-03-01Exp: 2019-06-01→ Common Stock (18,181.81 underlying) - 5,834.53
Phantom Stock
Exercise: $0.00→ Common Stock (5,834.53 underlying)
Footnotes (3)
- [F1]The 2009 Series Preferred Stock and 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
- [F2]Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
- [F3]Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.
Documents
Issuer
SUMMIT FINANCIAL GROUP INC
CIK 0000811808
Entity typeoperating
IncorporatedWV
Related Parties
1- filerCIK 0000811808
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 4:17 PM ET
- Size
- 10.9 KB