CAUBLE DAVID Z III 4
4 · CHARTER FINANCIAL CORP/GA · Filed Dec 12, 2011
Insider Transaction Report
Form 4
CAUBLE DAVID Z III
Director
Transactions
- Sale
Common Stock
2011-12-08$9.73/sh−107$1,041→ 20,024 total - Sale
Common Stock
2011-12-08$9.78/sh−14$137→ 19,610 total - Sale
Common Stock
2011-12-08$9.79/sh−100$979→ 19,510 total - Sale
Common Stock
2011-12-08$9.80/sh−100$980→ 19,410 total - Sale
Common Stock
2011-12-08$9.72/sh−279$2,711→ 20,131 total - Sale
Common Stock
2011-12-08$9.73/sh−400$3,894→ 19,624 total
Holdings
- 31,875
Stock Options
Exercise: $11.00From: 2014-01-27Exp: 2019-01-27→ Common Stock (31,875 underlying) - 25,000
Stock Options
Exercise: $10.20From: 2015-06-22Exp: 2020-06-22→ Common Stock (25,000 underlying) - 200(indirect: By Stock Award I)
Common Stock
Footnotes (4)
- [F1]Shares granted to the reporting person on July 27, 2004 under the Charter Financial Corporation 2001 Recognition and Retention Plan. 100, 100 and 100 restricted stock awards will vest on July 27, 2011, July 27, 2012 and July 27, 2013, respectively.
- [F2]Reflects 600 shares of restricted stock which have vested since the reporting person's last beneficial ownership report.
- [F3]Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on January 27, 2014.
- [F4]Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on June 22, 2015.