Home/Filings/4/0001140361-11-057007
4//SEC Filing

CAUBLE DAVID Z III 4

Accession 0001140361-11-057007

CIK 0001136796other

Filed

Dec 11, 7:00 PM ET

Accepted

Dec 12, 3:28 PM ET

Size

15.9 KB

Accession

0001140361-11-057007

Insider Transaction Report

Form 4
Period: 2011-12-08
Transactions
  • Sale

    Common Stock

    2011-12-08$9.73/sh107$1,04120,024 total
  • Sale

    Common Stock

    2011-12-08$9.78/sh14$13719,610 total
  • Sale

    Common Stock

    2011-12-08$9.79/sh100$97919,510 total
  • Sale

    Common Stock

    2011-12-08$9.80/sh100$98019,410 total
  • Sale

    Common Stock

    2011-12-08$9.72/sh279$2,71120,131 total
  • Sale

    Common Stock

    2011-12-08$9.73/sh400$3,89419,624 total
Holdings
  • Stock Options

    Exercise: $11.00From: 2014-01-27Exp: 2019-01-27Common Stock (31,875 underlying)
    31,875
  • Stock Options

    Exercise: $10.20From: 2015-06-22Exp: 2020-06-22Common Stock (25,000 underlying)
    25,000
  • Common Stock

    (indirect: By Stock Award I)
    200
Footnotes (4)
  • [F1]Shares granted to the reporting person on July 27, 2004 under the Charter Financial Corporation 2001 Recognition and Retention Plan. 100, 100 and 100 restricted stock awards will vest on July 27, 2011, July 27, 2012 and July 27, 2013, respectively.
  • [F2]Reflects 600 shares of restricted stock which have vested since the reporting person's last beneficial ownership report.
  • [F3]Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on January 27, 2014.
  • [F4]Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on June 22, 2015.

Documents

1 file

Issuer

CHARTER FINANCIAL CORP/GA

CIK 0001136796

Entity typeother

Related Parties

1
  • filerCIK 0001241857

Filing Metadata

Form type
4
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 3:28 PM ET
Size
15.9 KB