HOOKS STEPHEN V 4
4 · CASTLE A M & CO · Filed Jan 4, 2012
Insider Transaction Report
Form 4
HOOKS STEPHEN V
President, Castle Metals
Transactions
- Tax Payment
Common Stock
2011-12-31$9.46/sh−2,877$27,216→ 66,986 total - Tax Payment
Common Stock
2011-12-31$9.46/sh−3,962$37,481→ 60,713 total - Exercise/Conversion
Common Stock
2011-12-31+9,150→ 69,863 total - Exercise/Conversion
Restricted Stock Units
2011-12-31−9,150→ 0 total→ Common Stock (9,150 underlying)
Holdings
- 2,404.05(indirect: By 401(k))
Common Stock
- 589.569(indirect: Through PAYSOP Plan)
Common Stock
Footnotes (2)
- [F1]Between January 31, 2011 and November 30, 2011, the reporting person's balance decreased by 1.27 shares of common stock under the A.M. Castle & Co. 401(k) Plan. The information in this report is based on a plan statement dated as of November 30, 2011.
- [F2]Represents accelerated vesting of unvested restricted stock units granted on March 18, 2010, pursuant to the terms of a separation agreement with the reporting person. Each unit converted into a share of A.M. Castle & Co. common stock on a one-for-one basis.