Flamholtz Eric George 4

Accession 0001140361-12-002502

CIK 0001011290other

View on SEC.gov Company Profile

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 4:36 PM ET

Size

24.1 KB

Accession

0001140361-12-002502

Insider Transaction Report

Form 4

Period: 2012-01-13

99 CENTS ONLY STORESNYSE: NDN

Flamholtz Eric George

Director

Transactions

Disposition to Issuer
Stock Option (right to buy)
2004-06-14−3,000→ 0 total
Exercise: $14.10Exp: 2014-06-14→ Common Stock (3,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2011-09-07−9,000→ 0 total
Exercise: $18.82Exp: 2021-09-07→ Common Stock (9,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2008-09-23−9,000→ 0 total
Exercise: $10.67Exp: 2018-09-23→ Common Stock (9,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2009-09-16−9,000→ 0 total
Exercise: $13.52Exp: 2019-09-16→ Common Stock (9,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2007-06-04−3,000→ 0 total
Exercise: $14.17Exp: 2017-06-04→ Common Stock (3,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2010-09-14−9,000→ 0 total
Exercise: $17.88Exp: 2020-09-14→ Common Stock (9,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2007-11-14−9,000→ 0 total
Exercise: $10.11Exp: 2017-11-14→ Common Stock (9,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2006-06-06−3,000→ 0 total
Exercise: $11.47Exp: 2016-06-06→ Common Stock (3,000 underlying)

Footnotes (18)

[F1]Disposed of in connection with the Agreement and Plan of Merger, dated as of October 11, 2011, by and among 99 Cents Only Stores (the "Company"), Number Holdings, Inc., a Delaware corporation ("Parent"), and Number Merger Sub, Inc., a California corporation and a wholly owned subsidiary of Parent ("Merger Sub").
[F10]This option was cancelled in exchange for a cash payment of $101,970.
[F11]The options became exercisable in three equal annual installments beginning on November 14, 2008.
[F12]This option was cancelled in exchange for a cash payment of $107,010.
[F13]The options became exercisable in three equal annual installments beginning on June 4, 2008.
[F14]This option was cancelled in exchange for a cash payment of $23,490.
[F15]The options became exercisable in three equal annual installments beginning on June 6, 2007.
[F16]This option was cancelled in exchange for a cash payment of $31,590.
[F17]The options became exercisable in three equal annual installments beginning on June 14, 2005.
[F18]This option was cancelled in exchange for a cash payment of $23,700.
[F2]As a result of the merger of Merger Sub with and into the Company (the "Merger"), each outstanding stock option granted under the Company's equity incentive plans that represented the right to acquire Company common stock, whether or not then vested and exercisable, was, as of immediately prior to the effective time of the Merger, fully vested and exercisable contingent on the closing of the Merger and cancelled as of the effective time of the Merger. The holder of the stock option is entitled to receive a cash payment for each share of Company common stock subject to such stock option, equal to the excess, if any, of (i) the $22.00 per share merger consideration over (ii) the option exercise price payable in respect of such share of Company common stock issuable under such stock option, without interest and less any applicable withholding taxes.
[F3]The options were scheduled to become exercisable in three equal annual installments beginning on September 7, 2012, and at the effective time of the Merger, the options became fully vested.
[F4]This option was cancelled in exchange for a cash payment of $28,620.
[F5]The options became exercisable in three equal annual installments beginning on September 14, 2011, and at the effective time of the Merger, the unvested portion became fully vested.
[F6]This option was cancelled in exchange for a cash payment of $37,080.
[F7]The options became exercisable in three equal annual installments beginning on September 16, 2010, and at the effective time of the Merger, the unvested portion became fully vested.
[F8]This option was cancelled in exchange for a cash payment of $76,320.
[F9]The options became exercisable in three equal annual installments beginning on September 23, 2009, and at the effective time of the Merger, the unvested portion became fully vested.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

99 CENTS ONLY STORES

CIK 0001011290

→

Entity typeother

Related Parties

filerCIK 0001294897

Filing Metadata

Form type: 4
Filed: Jan 12, 7:00 PM ET
Accepted: Jan 13, 4:36 PM ET
Size: 24.1 KB

View on SEC.gov