4//SEC Filing
SCHIFFER ERIC 4
Accession 0001140361-12-002507
CIK 0001011290other
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 4:39 PM ET
Size
10.9 KB
Accession
0001140361-12-002507
Insider Transaction Report
Form 4
99 CENTS ONLY STORESNYSE: NDN
SCHIFFER ERIC
DirectorChief Executive Officer10% Owner
Transactions
- Disposition to Issuer
Common Stock
2012-01-13$22.00/sh−75,006$1,650,132→ 0 total - Disposition to Issuer
Common Stock
2012-01-13$22.00/sh−6,865,973$151,051,406→ 0 total(indirect: See footnote) - Disposition to Issuer
Common Stock
2012-01-13−909,090→ 1,456,386 total(indirect: By Spouse) - Disposition to Issuer
Common Stock
2012-01-13$22.00/sh−1,456,386$32,040,492→ 0 total(indirect: By Spouse)
Footnotes (4)
- [F1]Disposed of in connection with the Agreement and Plan of Merger, dated as of October 11, 2011, by and among 99 Cents Only Stores (the "Company"), Number Holdings, Inc., a Delaware corporation ("Parent"), and Number Merger Sub, Inc., a California corporation and a wholly owned subsidiary of Parent ("Merger Sub").
- [F2]As a result of the merger of Merger Sub with and into the Company (the "Merger"), each share of the Company's common stock, no par value (the "Company common stock"), was converted into the right to receive $22.00 in cash, without interest and less any applicable withholding taxes.
- [F3]Beneficially owned through Au Zone Investments #2, L.P., a limited partnership in which the reporting person has a limited partnership interest and an interest in the partnership's general partner.
- [F4]In connection with the Merger, the reporting person contributed 909,090 shares of Company common stock, valued at $22.00 per share, to Parent prior to the consummation of the Merger in accordance with the terms of that certain equity rollover letter, dated October 11, 2011, by and among Parent, the reporting person and certain other rollover investors. In exchange for the 909,090 shares of Company common stock, the reporting person received shares of capital stock representing approximately 3.2% of the aggregate common stock of Parent as of the closing.
Documents
Issuer
99 CENTS ONLY STORES
CIK 0001011290
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001168390
Filing Metadata
- Form type
- 4
- Filed
- Jan 12, 7:00 PM ET
- Accepted
- Jan 13, 4:39 PM ET
- Size
- 10.9 KB