PALMER JOHN W 4
4 · HF FINANCIAL CORP · Filed Jan 31, 2012
Insider Transaction Report
Form 4
PALMER JOHN W
Director
Transactions
- Award
Common Stock
2012-01-27+2,346→ 2,446 total
Holdings
- 255,316(indirect: By Financial Edge Fund, LP)
Common Stock
- 93,588(indirect: By Financial Edge-Strategic Fund, LP)
Common Stock
- 37,847(indirect: By Goodbody/PL Capital, LP)
Common Stock
- 169,344(indirect: By PL Capital/Focused Fund, LP)
Common Stock
- 11,657(indirect: By PL Capital Defined Benefit Pension Plan)
Common Stock
Footnotes (6)
- [F1]Award of Common Stock pursuant to Issuer's 2002 Stock Option & Incentive Plan.
- [F2]Financial Edge Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F3]Financial Edge-Strategic Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Funds, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein.
- [F4]Goodbody/PL Capital, LP is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interst therein.
- [F5]PL Capital/Focused Fund, LP is a Delaware limited partnership. PL Capital, LLP is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F6]The PL Capital Defined Benefit Pension Plan is a defined benefit plan for PL Capital, LLC and its two Managing Members, of which, Mr. Palmer is one. These Managing Members direct the affairs of the PL Capital Defined Benefit Pension Plan.