13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Newfleet Asset Management, LLC Address: 909 Montgomery Street Suite 500 San Francisco, CA 94133 Form 13F File Number: 28-06450 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Mark Palmer Title: Senior Compliance Officer Phone: (415) 486-6726 Signature, Place, and Date of Signing: /s/ Mark Palmer San Francisco, CA 2/1/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 106 Form 13F Information Table Value Total: $ 92,584 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- 21VIANET GROUP INC - ADR COM 90138A103 ~~130~~114 ~~12805~~12440 SH SOLE ~~12805~~12440 0 0 ~~ABB LIMITED SPONSORED ADR COM 000375204 977 57177 SH SOLE 57177 0 0~~ AGRIUM INC COM 008916108 ~~983~~1163 ~~14742~~17327 SH SOLE ~~14742~~17327 0 0 AKORN INC COM COM 009728106 ~~187~~266 23960 SH SOLE 23960 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 ~~1753~~1714 ~~27362~~23972 SH SOLE ~~27362~~23972 0 0 ALLERGAN INC COM 018490102 ~~1496~~1396 ~~18154~~15914 SH SOLE ~~18154~~15914 0 0 ~~ALTERA~~ALTRA ~~CORP~~HOLDINGS INC COM ~~021441100~~COM ~~1026~~02208R106 ~~32550~~978 51930 SH SOLE ~~32550~~51930 0 0 ~~ALTRA~~ANADARKO ~~HOLDINGS~~PETE ~~INC~~CORP COM ~~COM~~032511107 ~~02208R106~~969 ~~124~~12700 ~~10690~~ SH SOLE ~~10690~~12700 0 0 ANDERSONS INC COM 034164103 ~~963~~1138 ~~28625~~26060 SH SOLE ~~28625~~26060 0 0 APPLE INC COM 037833100 ~~3923~~3445 ~~10287~~8504 SH SOLE ~~10287~~8504 0 0 ~~ATMEL~~BED ~~CORP~~BATH ~~COM~~& ~~049513104~~BEYOND ~~813 100715 SH SOLE 100715 0 0 BAKER HUGHES~~ INC COM ~~057224107~~075896100 ~~811~~313 ~~17570~~5400 SH SOLE ~~17570~~5400 0 0 ~~BED~~BEST ~~BATH~~BUY ~~& BEYOND~~ INC COM ~~075896100~~086516101 ~~372~~714 ~~6490~~30545 SH SOLE ~~6490~~30545 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 ~~236~~202 ~~7390~~5875 SH SOLE ~~7390~~5875 0 0 BOINGO WIRELESS INC COM COM 09739C102 ~~138~~166 19325 SH SOLE 19325 0 0 ~~BRIGHAM~~BROADCOM ~~EXPLORATION~~CORP CO COM ~~109178103~~111320107 ~~951~~1085 ~~37628~~36970 SH SOLE ~~37628~~36970 0 0 ~~BROADCOM~~BROADSOFT ~~CORP~~INC COM ~~111320107~~COM ~~1400~~11133B409 ~~42043~~663 21965 SH SOLE ~~42043~~21965 0 0 ~~BROADSOFT~~C H ROBINSON WORLDWIDE INC COM ~~COM~~12541W209 ~~11133B409~~603 ~~892~~8639 ~~29395~~ SH SOLE ~~29395~~8639 0 0 ~~BUNGE~~CIT ~~LIMITED~~GROUP INC COM ~~G16962105~~125581801 ~~225~~918 ~~3865~~26344 SH SOLE ~~3865~~26344 0 0 CATERPILLAR INC COM 149123101 ~~1040~~1112 ~~14080~~12270 SH SOLE ~~14080~~12270 0 0 CBCELGENE ~~RICHARD~~CORP ~~ELLIS GROUP INC CL A~~ COM ~~12497T101~~151020104 ~~515~~1444 ~~38240~~21353 SH SOLE ~~38240~~21353 0 0 ~~CELANESE~~CHICAGO ~~CORP~~BRIDGE ~~DEL~~& ~~SER~~IRON ACO ~~COM~~N ~~150870103~~Y ~~579~~REGISTRY ~~17795~~ SH ~~SOLE 17795 0 0 CELGENE CORP~~ COM ~~151020104~~167250109 ~~1529~~1226 ~~24703~~32425 SH SOLE ~~24703~~32425 0 0 ~~CIRRUS~~CLARCOR ~~LOGIC~~ INC COM ~~172755100~~179895107 ~~172~~1186 ~~11650~~23725 SH SOLE ~~11650~~23725 0 0 ~~CISCO~~COCA ~~SYSTEMS~~COLA ENTERPRISES INC COM ~~17275R102~~COM ~~1563~~19122T109 ~~100806~~990 38395 SH SOLE ~~100806~~38395 0 0 ~~CITRIX~~COCA-COLA ~~SYS~~CO ~~INC~~ COM ~~177376100~~191216100 ~~1359~~1224 ~~24920~~17500 SH SOLE ~~24920~~17500 0 0 ~~CLARCOR~~COLGATE-PALMOLIVE ~~INC~~COMPANY COM ~~179895107~~194162103 ~~1454~~1856 ~~35135~~20093 SH SOLE ~~35135~~20093 0 0 ~~COCA~~CONSUMER ~~COLA~~DISC ~~ENTERPRISES~~SELECT ~~INC~~SECTOR ~~COM~~SPDR FUND COM ~~19122T109~~81369Y407 ~~1106~~1561 ~~44440~~39997 SH SOLE ~~44440~~39997 0 0 ~~COLGATE-PALMOLIVE~~CONSUMER ~~COMPANY~~STAPLES SPDR COM ~~194162103~~81369Y308 ~~358~~744 ~~4040~~22910 SH SOLE ~~4040~~22910 0 0 ~~CONSUMER~~COSTCO ~~DISC~~WHOLESALE ~~SELECT~~CORP ~~SECTOR SPDR FUND~~ COM ~~81369Y407~~22160K105 ~~1572~~1160 ~~45085~~13922 SH SOLE ~~45085~~13922 0 0 ~~CONSUMER~~DANAHER ~~STAPLES~~CORP ~~SPDR~~ COM ~~81369Y308~~235851102 ~~760~~1078 ~~25620~~22922 SH SOLE ~~25620~~22922 0 0 EBAY INC COM 278642103 ~~1607~~333 ~~54480~~10965 SH SOLE ~~54480~~10965 0 0 ELAN ADR COM 284131208 ~~187~~237 ~~17760~~17225 SH SOLE ~~17760~~17225 0 0 EMC CORPORATION COM 268648102 ~~1591~~1219 ~~75774~~56614 SH SOLE ~~75774~~56614 0 0 EMERSON ELEC CO COM 291011104 ~~922~~1137 ~~22320~~24410 SH SOLE ~~22320~~24410 0 0 ~~ENSCO~~EXPEDITORS INTERNATIONAL ~~SPONS~~OF ~~ADR~~WASHINGTON COM ~~29358Q109~~302130109 ~~1072~~585 ~~26515~~14292 SH SOLE ~~26515~~14292 0 0 INC EXPRESS SCRIPTS INC COM 302182100 ~~1002~~1041 ~~27040~~23290 SH SOLE ~~27040~~23290 0 0 ~~FEDEX~~EXXON ~~CORP~~MOBIL CORPORATION COM ~~31428X106~~30231G102 ~~1047~~1670 ~~15470~~19702 SH SOLE ~~15470~~19702 0 0 FMC CORP COM 302491303 ~~1447~~1705 ~~20914~~19811 SH SOLE ~~20914~~19811 0 0 ~~GOLDMAN~~FOREST ~~SACHS~~OIL ~~GROUP~~CORP ~~INC~~ COM ~~38141G104~~346091705 ~~751~~1029 ~~7947~~75965 SH SOLE ~~7947~~75965 0 0 GOOGLE INC CL A COM 38259P508 ~~1734~~1902 ~~3365~~2943 SH SOLE ~~3365~~2943 0 0 GULFPORT ENERGY CORP COM NEW COM 402635304 204 6935 SH SOLE 6935 0 0 HALLIBURTON CO COM 406216101 ~~882~~868 ~~28908~~25138 SH SOLE ~~28908~~25138 0 0 HEALTHSTREAM INC COM COM 42222N103 186 10065 SH SOLE 10065 0 0 HEINZ H J COMPANY COM 423074103 ~~1050~~1019 ~~20800~~18855 SH SOLE ~~20800~~18855 0 0 HERBALIFE LTD COM G4412G101 ~~279~~223 ~~5208~~4320 SH SOLE ~~5208~~4320 0 0 HERTZ GLOBAL HOLDINGS INC COM COM 42805T105 ~~123~~157 ~~13780~~13390 SH SOLE ~~13780~~13390 0 0 ~~ICG~~HITTITE ~~GROUP~~MICROWAVE ~~INC~~CORP COM 43365Y104 227 4590 SH SOLE 4590 0 0 HMS HOLDINGS CORPORATION COM ~~44928D108~~40425J101 ~~175~~213 ~~19010~~6660 SH SOLE ~~19010~~6660 0 0 ~~INFORMATICA~~IAC ~~CORP~~INTERACTIVECORP COM ~~COM~~44919P508 ~~45666Q102~~660 ~~744~~15495 ~~18160~~ SH SOLE ~~18160~~15495 0 0 INTERNATIONAL BUSINESS MACHINES CO COM 459200101 ~~2150~~1683 ~~12293~~9153 SH SOLE ~~12293~~9153 0 0 INTUIT INC COM 461202103 ~~1344~~1119 ~~28330~~21285 SH SOLE ~~28330~~21285 0 0 INTUITIVE SURGICAL INC COM 46120E602 ~~1029~~588 ~~2825~~1270 SH SOLE ~~2825~~1270 0 0 ISHARES BARCLAYS MBS BOND FUND COM 464288588 ~~1812~~1810 16749 SH SOLE 16749 0 0 JOY GLOBAL INC COM 481165108 ~~880~~932 ~~14103~~12428 SH SOLE ~~14103~~12428 0 0 ~~JPMORGAN~~KENEXA ~~CHASE~~CORP &COM CO COM ~~46625H100~~488879107 ~~1061~~212 ~~35210~~7945 SH SOLE ~~35210~~7945 0 0 KEYNOTE SYS INC COM COM 493308100 ~~746~~695 ~~35320~~33845 SH SOLE ~~35320~~33845 0 0 KLA-TENCOR CORP COM 482480100 ~~1108~~1194 ~~28935~~24750 SH SOLE ~~28935~~24750 0 0 KOHLS CORP COM 500255104 ~~740~~664 ~~15080~~13465 SH SOLE ~~15080~~13465 0 0 ~~LECROY~~LIGAND ~~CORP~~PHARMACEUTICALS INC COM ~~52324W109~~NEW ~~104 13140 SH SOLE 13140 0 0 LIBERTY MEDIA CORP INTERACTIVE SER A~~ COM ~~53071M104~~53220K504 ~~952~~137 ~~64500~~11580 SH SOLE ~~64500~~11580 0 0 LKQ CORP COM 501889208 ~~985~~1071 ~~40775~~35610 SH SOLE ~~40775~~35610 0 0 LOWES COMPANIES INC COM 548661107 ~~1071~~1239 ~~55360~~48815 SH SOLE ~~55360~~48815 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- ~~LUFKIN~~MCCORMICK ~~INDS~~& ~~INC~~COMPANY COM ~~549764108~~579780206 ~~726~~856 ~~13645~~16985 SH SOLE ~~13645~~16985 0 0 ~~MCCORMICK~~MERCADOLIBRE &INC ~~COMPANY~~COM COM ~~579780206~~58733R102 ~~881~~208 ~~19095~~2615 SH SOLE ~~19095~~2615 0 0 ~~MCDERMOTT~~MICROSOFT ~~INTERNATIONAL~~CORP ~~INC~~ COM ~~580037109~~594918104 ~~852~~362 ~~79225~~13948 SH SOLE ~~79225~~13948 0 0 ~~MICROSOFT~~MONSANTO ~~CORP~~CO COM ~~594918104~~61166W101 ~~417~~1204 ~~16768~~17189 SH SOLE ~~16768~~17189 0 0 ~~MODINE~~MSC ~~MFG~~INDUSTRIAL DIRECT CO ~~COM~~INC - A COM ~~607828100~~553530106 ~~126~~1310 ~~13955~~18311 SH SOLE ~~13955~~18311 0 0 ~~MONSANTO~~NATIONAL-OILWELL COVARCO INC COM ~~61166W101~~637071101 ~~1367~~1335 ~~22769~~19640 SH SOLE ~~22769~~19640 0 0 ~~NATIONAL-OILWELL~~NETAPP ~~VARCO~~ INC COM ~~637071101~~64110D104 ~~1045~~1117 ~~20395~~30810 SH SOLE ~~20395~~30810 0 0 NOBLE CORPORATION COM H5833N103 1077 35630 SH SOLE 35630 0 0 NOBLE ENERGY INC COM 655044105 ~~261~~289 ~~3685~~3065 SH SOLE ~~3685~~3065 0 0 NOKIA ADR COM 654902204 498 103405 SH SOLE 103405 0 0 NORFOLK SOUTHERN CORP COM 655844108 ~~1298~~1337 ~~21265~~18355 SH SOLE ~~21265~~18355 0 0 OCZ TECHNOLOGY GROUP INC COM COM 67086E303 ~~150~~144 ~~30910~~21740 SH SOLE ~~30910~~21740 0 0 ~~ORACLE~~ONYX ~~CORP~~PHARMACEUTICALS COM ~~68389X105~~683399109 ~~1728~~227 ~~60136~~5165 SH SOLE ~~60136~~5165 0 0 ~~OWENS~~OPNET ~~CORNING~~TECHNOLOGIES ~~NEW~~INC COM ~~690742101~~COM ~~743~~683757108 ~~34265~~668 18220 SH SOLE ~~34265~~18220 0 0 ~~PETROQUEST~~ORACLE ~~ENERGY~~CORP ~~INC~~ COM ~~716748108~~68389X105 ~~728~~1345 ~~132405~~52446 SH SOLE ~~132405~~52446 0 0 PHILIP MORRIS INTERNATIONAL INC COM 718172109 ~~410~~429 ~~6568~~5468 SH SOLE ~~6568~~5468 0 0 PIONEER NAT RES CO COM COM 723787107 ~~1074~~1406 ~~16333~~15713 SH SOLE ~~16333~~15713 0 0 PMC-SIERRA INC COM 69344F106 760 137950 SH SOLE 137950 0 0 PVH CORPORATION COM 693656100 ~~1220~~1266 ~~20940~~17967 SH SOLE ~~20940~~17967 0 0 QUALCOMM INC COM 747525103 ~~1395~~1367 ~~28683~~24998 SH SOLE ~~28683~~24998 0 0 ~~ROWAN~~QUANTUM ~~COS~~CORP COM 747906204 142 58975 SH SOLE 58975 0 0 ROPER INDUSTRIES INC COM ~~779382100~~776696106 ~~251~~1271 ~~8315~~14628 SH SOLE ~~8315~~14628 0 0 SANDISK CORP COM 80004C101 1130 22955 SH SOLE 22955 0 0 SANDRIDGE ENERGY INC COM COM 80007P307 ~~676~~176 ~~121510~~21570 SH SOLE ~~121510~~21570 0 0 SAP AG SPONSORED ADR COM 803054204 ~~932~~843 ~~18415~~15927 SH SOLE ~~18415~~15927 0 0 SIRONA DENTAL SYSTEMS INC COM COM 82966C103 241 5475 SH SOLE 5475 0 0 SM ENERGY COMPANY COM 78454L100 ~~1193~~1259 ~~19669~~17219 SH SOLE ~~19669~~17219 0 0 SMUCKER J M CO NEW COM 832696405 ~~236~~211 ~~3240~~2695 SH SOLE ~~3240~~2695 0 0 SPDR KBW REGIONAL BANKING ET COM 78464A698 ~~264~~337 ~~13690~~13815 SH SOLE ~~13690~~13815 0 0 SPDR SERIES TRUST S&P HOMEBUILDERS COM 78464A888 ~~1074~~1219 ~~80840~~71285 SH SOLE ~~80840~~71285 0 0 ~~STIFEL FINL CORP COM COM 860630102 580 21820 SH SOLE 21820 0 0~~ STRYKER CORP COM 863667101 ~~271~~217 ~~5751~~4356 SH SOLE ~~5751~~4356 0 0 SUPER MICRO COMPUTER INC COM COM 86800U104 ~~153~~179 ~~12250~~11445 SH SOLE ~~12250~~11445 0 0 SUPERIOR ENERGY SVCS INC COM COM 868157108 ~~774~~251 ~~29490~~8825 SH SOLE ~~29490~~8825 0 0 SXC HEALTH SOLUTIONS CORP COM COM 78505P100 ~~1157~~1123 ~~20780~~19890 SH SOLE ~~20780~~19890 0 0 ~~SYMANTEC~~T ~~CORP~~ROWE PRICE GROUP INC COM ~~871503108~~74144T108 ~~1016~~1663 ~~62360~~29202 SH SOLE ~~62360~~29202 0 0 TERADATA CORP COM 88076W103 ~~1347~~1058 ~~25155~~21812 SH SOLE ~~25155~~21812 0 0 ~~TEVA~~TIBCO ~~PHARMACEUTICAL~~SOFTWARE ~~INDS~~INC ~~ADR~~ COM ~~881624209 943 25325 SH SOLE 25325 0 0 THORATEC LABS CORP~~ COM ~~885175307~~88632Q103 ~~1243~~882 ~~38085~~36900 SH SOLE ~~38085~~36900 0 0 TRACTOR SUPPLY CO COM 892356106 ~~1040~~1075 ~~16635~~15327 SH SOLE ~~16635~~15327 0 0 UNITED TECHNOLOGIES CORP COM 913017109 ~~1266~~1158 ~~17988~~15848 SH SOLE ~~17988~~15848 0 0 VALUECLICK INC COM 92046N102 ~~175~~183 11260 SH SOLE 11260 0 0 VELTI LTD COM G93285107 ~~126~~120 ~~19110~~17690 SH SOLE ~~19110~~17690 0 0 VMWARE INC CL A COM COM 928563402 ~~1241~~1060 ~~15445~~12745 SH SOLE ~~15445~~12745 0 0 ~~VOLCANO~~WELLS ~~CORPORATION~~FARGO ~~COM~~& CO COM ~~928645100~~949746101 ~~201~~1187 ~~6770~~43070 SH SOLE ~~6770~~43070 0 0 ~~WELLS~~WESCO ~~FARGO~~INTL &INC CO COM ~~949746101~~95082P105 ~~1196~~218 ~~49585~~4115 SH SOLE ~~49585~~4115 0 0 WHOLE FOODS MARKET INC COM 966837106 ~~1131~~1067 ~~17320~~15335 SH SOLE ~~17320~~15335 0 0 WILLIAMS SONOMA INC COM 969904101 ~~1324~~1456 ~~43005~~37822 SH SOLE ~~43005~~37822 0 0 YUM BRANDS INC COM 988498101 259 ~~5251~~4381 SH SOLE ~~5251~~4381 0 0

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