5//SEC Filing
DiChiara Richard C 5
Accession 0001140361-12-006947
CIK 0001501364other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 4:14 PM ET
Size
15.2 KB
Accession
0001140361-12-006947
Insider Transaction Report
Form 5
DiChiara Richard C
Other
Transactions
- Award
Common Stock
2011-12-31+1,909.03→ 6,331.03 total(indirect: By Rockville Bank ESOP Plan)
Holdings
- 2,464
Stock Options
Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (2,464 underlying) - 6,574
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,574 underlying) - 7,004
Common Stock
Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (7,004 underlying) - 4,831
Common Stock
- 8,190
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (8,190 underlying)
Footnotes (10)
- [F1]Includes 1,067 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio became 1,516 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 296 shares (x 1.5167 exchange ratio became 448 shares) withheld by the Issuer for tax withholding purposes.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
- [F2]Includes 1,181 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio became 1,516 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 150 shares (x 1.5167 exchange ratio became 335 shares) withheld by the Issuer for tax withholding purposes.
- [F3]Includes 1,437 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio became 1,516 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 52 shares (x 1.5167 exchange ratio became 78 shares) withheld by the Issuer for tax withholding purposes.
- [F4]Includes 1,381 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,381 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 236 shares withheld by the Issuer for tax withholding purposes.
- [F5]Shares allocated to the account of Mr. DiChiara under the Rockville Bank Employee Stock Ownership Plan, of which 3,798.6180 shares are vested as of December 31, 2011.
- [F6]Total beneficial ownership is 11,162.0300 at 12/31/2011.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001418108
Filing Metadata
- Form type
- 5
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 4:14 PM ET
- Size
- 15.2 KB