5//SEC Filing
Lund John T 5
Accession 0001140361-12-006955
CIK 0001501364other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 4:19 PM ET
Size
14.1 KB
Accession
0001140361-12-006955
Insider Transaction Report
Form 5
Lund John T
SVP, CFO, Treasurer
Transactions
- Award
Common Stock
2011-12-31+2,407.466→ 5,901.795 total(indirect: By Rockville Bank ESOP Plan)
Holdings
- 6,923
Common Stock
- 9,479
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (9,479 underlying) - 15,689
Stock Options
Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (15,689 underlying) - 2,158.045(indirect: By 401(k))
Common Stock
- 6,976
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,976 underlying)
Footnotes (10)
- [F1]Includes 200 shares held jointly with wife.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
- [F2]Includes 1,796 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 226 shares (x 1.5167 exchange ratio became 478 shares) withheld by the Issuer for tax withholding purposes.
- [F3]Includes 2,158 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 77 shares (x 1.5167 exchange ratio became 116 shares) withheld by the Issuer for tax withholding purposes.
- [F4]Includes 3,094 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,094 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 428 shares withheld by the Issuer for tax withholding purposes.
- [F5]Additional non-reportable shares acquired in the Rockville Bank 401(k) Plan during 2011 for Mr. Lund, not previously reported are comprised of 1899.0445 shares purchased since the Company's March 3, 2011 stock conversion.
- [F6]Shares allocated to the account of Mr. Lund under the Rockville Bank Employee Stock Ownership Plan, of which 2,360.7180 shares are vested as of December 31, 2011.
- [F7]Total beneficial ownership is 14,982.8394 at 12/31/2011.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001452142
Filing Metadata
- Form type
- 5
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 4:19 PM ET
- Size
- 14.1 KB