5//SEC Filing
Jeamel Joseph F Jr 5
Accession 0001140361-12-006971
CIK 0001501364other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 4:29 PM ET
Size
16.6 KB
Accession
0001140361-12-006971
Insider Transaction Report
Form 5
Jeamel Joseph A Jr
Director
Transactions
- Gift
Common Stock
2011-12-06−1,500→ 112,768.106 total
Holdings
- 0(indirect: By 401(k))
Common Stock
- 0(indirect: Rockville Bank ESOP Plan)
Common Stock
- 18,200
Stock Options
Exercise: $9.46From: 2007-08-14Exp: 2017-08-14→ Common Stock (18,200 underlying) - 20,778
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (20,778 underlying) - 6,825
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,825 underlying) - 18,200
Stock Options
Exercise: $11.72From: 2008-12-13Exp: 2016-12-13→ Common Stock (18,200 underlying) - 18,200
Stock Options
Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (18,200 underlying)
Footnotes (10)
- [F1]Additional non-reportable shares acquired in the Rockville Bank 401(k) Plan during 2011 for Mr. Jeamel, not previously reported are comprised of 2894.1064 shares purchased since the Company's March 3, 2011 stock conversion. Subsequent transfer to IRA.
- [F10]Gifted 500 Shares each to his three adult sons for a total of 1,500 shares.
- [F2]Includes 32,760 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 27,000 shares (x 1.5167 exchange ratio becomes 40,950 shares) vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 5,400 shares (x 1.5167 exchange ratio becomes 8190 shares) withheld by the Issuer for tax withholding purposes.
- [F3]Includes 4170 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 13,750 (x 1.5167 exchange ratio becomes 20,854 shares) which will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F4]Shares allocated to the account of Mr. Jeamel under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2011, transferred to IRA.
- [F5]Total beneficial ownership is 112,768,1064 at 12/31/2011.
- [F6]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001313293
Filing Metadata
- Form type
- 5
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 4:29 PM ET
- Size
- 16.6 KB