CARTWRIGHT HENRY E 4
4 · U-SWIRL, INC. · Filed Feb 14, 2012
Insider Transaction Report
Form 4
U-SWIRL, INC.SWRL
CARTWRIGHT HENRY E
DirectorPresident & CEO
Transactions
- Other
Common Stock
2012-02-13+3,000→ 171,000 total
Holdings
- 106,250
Options (Right to Buy)
Exercise: $4.40Exp: 2012-06-30→ Common Stock (106,250 underlying) - 175,000
Options (Right to Buy)
Exercise: $0.42Exp: 2016-05-16→ Common Stock (175,000 underlying) - 54,000
Options (Right to Buy)
Exercise: $0.28Exp: 2016-11-17→ Common Stock (54,000 underlying) - 5,000(indirect: By Spouse)
Options (Right to Buy)
Exercise: $0.28Exp: 2016-11-17→ Common Stock (5,000 underlying)
Footnotes (5)
- [F1]All of these options vested as of March 1, 2009.
- [F2]Options granted as compensation. 50% of the options vest on 5/16/2012 with the remaining 50% vesting on 5/16/2013.
- [F3]Options granted as compensation. 27,000 options vest on 11/17/12 with the remaining 27,000 options vesting on 11/17/13.
- [F4]Options granted to Mr. Cartwright's spouse as compensation. 2,500 options vest on 11/17/12 with the remaining 2,500 options vesting on 11/17/13.
- [F5]Shares granted as compensation.