SOTHEBYS·4

Feb 14, 8:27 PM ET

Phillips Diana 4

4 · SOTHEBYS · Filed Feb 14, 2012

Insider Transaction Report

Form 4
Period: 2012-02-11
Phillips Diana
EVP & WW Director of Press
Transactions
  • Exercise/Conversion

    Common Stock

    2012-02-11+6036,197 total
  • Tax Payment

    Common Stock

    2012-02-112355,962 total
  • Exercise/Conversion

    Restricted Stock Units

    2012-02-11603604 total
    Common Stock (603 underlying)
Footnotes (4)
  • [F1]Not Applicable
  • [F2]Granted pursuant to the Issuer's Restricted Stock Unit Plan
  • [F3]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
  • [F4]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4