Alexander Susan 4
4 · SOTHEBYS · Filed Feb 14, 2012
Insider Transaction Report
Form 4
SOTHEBYSBID
Alexander Susan
EVP & WW Head of HR
Transactions
- Exercise/Conversion
Common Stock
2012-02-11+3,619→ 26,564 total - Tax Payment
Common Stock
2012-02-11−1,373→ 25,191 total - Exercise/Conversion
Restricted Stock Units
2012-02-11−3,619→ 3,619 total→ Common Stock (3,619 underlying)
Footnotes (4)
- [F1]Not Applicable
- [F2]Granted pursuant to the Issuer's Restricted Stock Unit Plan
- [F3]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
- [F4]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.