SOTHEBYS·4

Feb 14, 8:32 PM ET

VAN MARIS VAN DYK PATRICK 4

4 · SOTHEBYS · Filed Feb 14, 2012

Insider Transaction Report

Form 4
Period: 2012-02-10
VAN MARIS VAN DYK PATRICK
Managing Director, Europe
Transactions
  • Tax Payment

    Common Stock

    2012-02-101,6857,107 total
  • Exercise/Conversion

    Common Stock

    2012-02-11+8,74515,852 total
  • Tax Payment

    Common Stock

    2012-02-114,54811,304 total
  • Exercise/Conversion

    Restricted Stock Units

    2012-02-118,7458,746 total
    Common Stock (8,745 underlying)
Footnotes (5)
  • [F1]Date of vesting restricted stock shares
  • [F2]Not Applicable
  • [F3]Granted pursuant to the Issuer's Restricted Stock Unit Plan
  • [F4]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
  • [F5]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4