SOTHEBYS 4
4 · SOTHEBYS · Filed Feb 14, 2012
Insider Transaction Report
Form 4
SOTHEBYSBID
KLEMANN GILBERT L II
EVP, General Consl. & Secrty.
Transactions
- Tax Payment
Common Stock
2012-02-10−632→ 11,533 total - Exercise/Conversion
Common Stock
2012-02-11+2,262→ 13,795 total - Tax Payment
Common Stock
2012-02-11−816→ 12,979 total - Exercise/Conversion
Restricted Stock Units
2012-02-11−2,262→ 2,262 total→ Common Stock (2,262 underlying)
Footnotes (5)
- [F1]Date of vesting restricted stock shares
- [F2]Not Applicable
- [F3]Granted pursuant to the Issuer's Restricted Stock Unit Plan
- [F4]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
- [F5]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.