4//SEC Filing
SOTHEBYS 4
Accession 0001140361-12-008517
CIK 0000823094operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 8:32 PM ET
Size
10.0 KB
Accession
0001140361-12-008517
Insider Transaction Report
Form 4
SOTHEBYSBID
KLEMANN GILBERT L II
EVP, General Consl. & Secrty.
Transactions
- Tax Payment
Common Stock
2012-02-10−632→ 11,533 total - Exercise/Conversion
Common Stock
2012-02-11+2,262→ 13,795 total - Tax Payment
Common Stock
2012-02-11−816→ 12,979 total - Exercise/Conversion
Restricted Stock Units
2012-02-11−2,262→ 2,262 total→ Common Stock (2,262 underlying)
Footnotes (5)
- [F1]Date of vesting restricted stock shares
- [F2]Not Applicable
- [F3]Granted pursuant to the Issuer's Restricted Stock Unit Plan
- [F4]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
- [F5]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.
Documents
Issuer
SOTHEBYS
CIK 0000823094
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000823094
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 8:32 PM ET
- Size
- 10.0 KB