Au Luen 4

4 · SuccessFactors, Inc. · Filed Feb 15, 2012

Form 4

Period: 2012-01-17

VICE PRESIDENT, ENGINEERING

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2012-01-17−37,500→ 0 total
Exercise: $0.20Exp: 2014-09-09→ Common Stock (37,500 underlying)
Exercise/Conversion
Common Stock
2012-01-17$0.20/sh+37,500$7,500→ 129,461 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2012-01-17$1.30/sh+130,000$169,000→ 261,175 total(indirect: By Trust)
Exercise/Conversion
Stock Option (Right to Buy)
2012-01-17−1,714→ 78,286 total
Exercise: $11.55Exp: 2018-05-16→ Common Stock (1,714 underlying)
Exercise/Conversion
Common Stock
2012-01-17$5.11/sh+63$322→ 91,961 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2012-01-17$11.55/sh+1,714$19,797→ 131,175 total(indirect: By Trust)
Exercise/Conversion
Stock Option (Right to Buy)
2012-01-17−130,000→ 0 total
Exercise: $1.30Exp: 2016-09-07→ Common Stock (130,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2012-01-17−63→ 24,937 total
Exercise: $5.11Exp: 2019-03-02→ Common Stock (63 underlying)

Holdings

Footnotes (5)

[F1]Includes 20,779 shares that were previously reported as being directly held by the Reporting Person. Includes 2,522 shares previously reported as being indirectly held through The Luen Au & Angela Fund Trust DTD 1/31/08. Includes 2,522 shares previously reported as being indirectly held through The Angela Yat Wah Fung 2007 Annuity Trust.
[F2]Includes 4,847 shares previously reported as being indirectly held through The Luen Au 2007 Annuity Trust. Includes 4,847 shares previously reported as being indirectly held through The Angela Yat Wah Fung 2007 Annuity Trust.
[F3]The option vests as to 1/4th of the shares on March 3, 2010 and 1/48th of the shares at the end of each full month thereafter.
[F4]The option is fully vested and 100% exercisable.
[F5]The option vests as to 1/4th of the shares on May 16, 2009 and 1/48th of the shares at the end of each full month thereafter.

Documents

1 file