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4//SEC Filing

Au Luen 4

Accession 0001140361-12-008823

CIK 0001402305other
View on SEC.govCompany Profile

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 7:33 PM ET

Size

19.5 KB

Accession

0001140361-12-008823

Insider Transaction Report

Form 4
Period: 2012-01-17
SuccessFactors, Inc.SFSF
Au Luen
VICE PRESIDENT, ENGINEERING
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-01-17−37,500→ 0 total
    Exercise: $0.20Exp: 2014-09-09→ Common Stock (37,500 underlying)
  • Exercise/Conversion

    Common Stock

    2012-01-17$0.20/sh+37,500$7,500→ 129,461 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2012-01-17$1.30/sh+130,000$169,000→ 261,175 total(indirect: By Trust)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-01-17−1,714→ 78,286 total
    Exercise: $11.55Exp: 2018-05-16→ Common Stock (1,714 underlying)
  • Exercise/Conversion

    Common Stock

    2012-01-17$5.11/sh+63$322→ 91,961 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2012-01-17$11.55/sh+1,714$19,797→ 131,175 total(indirect: By Trust)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-01-17−130,000→ 0 total
    Exercise: $1.30Exp: 2016-09-07→ Common Stock (130,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-01-17−63→ 24,937 total
    Exercise: $5.11Exp: 2019-03-02→ Common Stock (63 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    12,436
Footnotes (5)
  • [F1]Includes 20,779 shares that were previously reported as being directly held by the Reporting Person. Includes 2,522 shares previously reported as being indirectly held through The Luen Au & Angela Fund Trust DTD 1/31/08. Includes 2,522 shares previously reported as being indirectly held through The Angela Yat Wah Fung 2007 Annuity Trust.
  • [F2]Includes 4,847 shares previously reported as being indirectly held through The Luen Au 2007 Annuity Trust. Includes 4,847 shares previously reported as being indirectly held through The Angela Yat Wah Fung 2007 Annuity Trust.
  • [F3]The option vests as to 1/4th of the shares on March 3, 2010 and 1/48th of the shares at the end of each full month thereafter.
  • [F4]The option is fully vested and 100% exercisable.
  • [F5]The option vests as to 1/4th of the shares on May 16, 2009 and 1/48th of the shares at the end of each full month thereafter.

Documents

1 file

Issuer

SuccessFactors, Inc.

CIK 0001402305

→
Entity typeother

Related Parties

1
  • filerCIK 0001410699

Filing Metadata

Form type
4
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 7:33 PM ET
Size
19.5 KB
View on SEC.gov