O'Reilly Chris 4

Accession 0001140361-12-009474

CIK 0001135711other

View on SEC.gov Company Profile

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 8:21 PM ET

Size

55.2 KB

Accession

0001140361-12-009474

Insider Transaction Report

Form 4

Period: 2012-02-17

NETLOGIC MICROSYSTEMS INCNETL

O'Reilly Chris

VP of Marketing

Transactions

Disposition to Issuer
Common Stock
2012-02-17−8,334→ 35,000 total
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−17,374→ 0 total
Exercise: $14.74Exp: 2017-08-21→ Common Stock (17,374 underlying)
Disposition to Issuer
Common Stock
2012-02-17−7,500→ 20,000 total
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−506→ 0 total
Exercise: $14.74Exp: 2017-08-21→ Common Stock (506 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−20,060→ 0 total
Exercise: $14.74Exp: 2017-08-21→ Common Stock (20,060 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−13,200→ 0 total
Exercise: $13.93Exp: 2018-01-06→ Common Stock (13,200 underlying)
Disposition to Issuer
Common Stock
2012-02-17$50.00/sh−20,643$1,032,150→ 51,668 total
Disposition to Issuer
Common Stock
2012-02-17−7,500→ 27,500 total
Disposition to Issuer
Common Stock
2012-02-17−10,000→ 0 total
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−10,000→ 0 total
Exercise: $9.05Exp: 2015-10-09→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−15,750→ 0 total
Exercise: $13.62Exp: 2015-12-29→ Common Stock (15,750 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−10,000→ 0 total
Exercise: $9.92Exp: 2016-10-30→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−31,500→ 0 total
Exercise: $13.18Exp: 2017-04-04→ Common Stock (31,500 underlying)
Disposition to Issuer
Common Stock
2012-02-17−10,000→ 10,000 total
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−18,000→ 0 total
Exercise: $6.50Exp: 2014-05-31→ Common Stock (18,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−1,376→ 0 total
Exercise: $6.00Exp: 2014-07-08→ Common Stock (1,376 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−2,500→ 0 total
Exercise: $3.02Exp: 2014-10-26→ Common Stock (2,500 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−6,000→ 0 total
Exercise: $6.33Exp: 2015-04-19→ Common Stock (6,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−2,500→ 0 total
Exercise: $6.25Exp: 2015-04-25→ Common Stock (2,500 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−10,000→ 0 total
Exercise: $10.71Exp: 2015-09-14→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−15,750→ 0 total
Exercise: $15.75Exp: 2016-05-15→ Common Stock (15,750 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−28,722→ 0 total
Exercise: $14.74Exp: 2017-08-21→ Common Stock (28,722 underlying)
Disposition to Issuer
Stock Option (right to buy)
2012-01-31−16,666→ 0 total
Exercise: $10.95Exp: 2019-01-04→ Common Stock (16,666 underlying)
Other
Common Stock
2012-02-15$42.26/sh+67$2,831→ 72,311 total
Disposition to Issuer
Common Stock
2012-02-17−8,334→ 43,334 total

Footnotes (27)

[F1]Shares acquired on February 15, 2012 under the NetLogic Microsystems, Inc. 2004 Employee Stock Purchase Plan.
[F10]This option became exercisable as to 25% of the shares subject to the option on June 1, 2005 and as to 1/36 of the remaining shares at the end of each calendar month thereafter.
[F11]Pursuant to the Merger Agreement, this option was assumed by Broadcom and converted into an option to purchase a number of shares of Broadcom common stock equal to the product (rounded down to the nearest whole share) of (a) the number of issuer shares issuable upon exercise in full of such option, multiplied by (b) the Option Ratio, at a proportionately reduced exercise price per share.
[F12]This option became exercisable as to 25% of the shares subject to the option on July 9, 2005 and as to 1/36 of the remaining shares at the end of each calendar month thereafter.
[F13]This option became exercisable as to 25% of the shares subject to the option on October 27, 2005 and as to 1/36 of the remaining shares at the end of each calendar month thereafter.
[F14]This option became exercisable as to 25% of the shares subject to the option on April 20, 2006 and as to 1/36 of the remaining shares at the end of each calendar month thereafter.
[F15]This option became exercisable as to 25% of the shares subject to the option on April 26, 2006 and as to 1/36 of the remaining shares at the end of each calendar month thereafter.
[F16]This option became exercisable as to 25% of the shares subject to the option on September 15, 2006 and as to 1/36 of the remaining shares at the end of each calendar month thereafter.
[F17]This option became exercisable as to 25% of the shares subject to the option on October 10, 2006 and as to 1/36 of the remaining shares at the end of each calendar month thereafter.
[F18]This option became fully exercisable on December 30, 2005.
[F19]This option became exercisable as to 25% of the shares subject to the option on April 1, 2007 and as to 1/36 of the remaining shares at the end of each calendar month thereafter.
[F2]Disposed of pursuant to the merger agreement (the "Merger Agreement") among the issuer, Broadcom Corporation ("Broadcom") and I&N Acquisition Corp. in exchange for $50.00 cash per share.
[F20]This option became exercisable as to 25% of the shares subject to the option on October 31, 2007 and as to 1/36 of the remaining shares at the end of each calendar month thereafter.
[F21]This option became exercisable as to 25% of the shares subject to the option on April 1, 2008 and as to 1/36 of the remaining shares at the end of each calendar month thereafter.
[F22]This option provided for vesting at the rate of 1/12th of the shares subject to the option at the end of each calendar month during 2008.
[F23]This option provided for vesting at the rate of 1/12th of the shares subject to the option at the end of each calendar month during 2009.
[F24]This option provided for vesting at the rate of 1/12th of the shares subject to the option at the end of each calendar month during 2010.
[F25]This option provided for vesting at the rate of 1/12th of the shares subject to the option at the end of each calendar month during 2011.
[F26]This option provided for vesting at the rate of 1/12th of the shares subject to the option at the end of each calendar month during 2011.
[F27]This option provided for vesting at the rate of 1/12th of the shares subject to the option at the end of each calendar month during 2012.
[F3]Pursuant to the Merger Agreement, this restricted stock unit (RSU) award was assumed by Broadcom and converted into an RSU award for a number of shares of Broadcom common stock equal to the product (rounded down to the nearest whole share) of (a) the unissued number of issuer shares subject to such award, multiplied by (b) a fraction (the "Option Ratio"), the numerator of which is 50, and the denominator of which is the volume weighted average price for a share of Broadcom common stock for the five trading days immediately prior to (and excluding) February 17, 2012, as reported by Bloomberg, L.P.
[F4]This RSU award provided for vesting in full on May 5, 2012.
[F5]This RSU award provided for vesting in full on November 5, 2012.
[F6]This RSU award provided for vesting in full on May 15, 2013.
[F7]This RSU award provided for vesting in full on November 15, 2013.
[F8]This RSU award provided for vesting in full on May 15, 2014.
[F9]This RSU award provided for vesting in full on November 15, 2013.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

NETLOGIC MICROSYSTEMS INC

CIK 0001135711

→

Entity typeother

Related Parties

filerCIK 0001410621

Filing Metadata

Form type: 4
Filed: Feb 16, 7:00 PM ET
Accepted: Feb 17, 8:21 PM ET
Size: 55.2 KB

View on SEC.gov