GOODMEN WILLIAM WALTER 4
4 · STAAR SURGICAL CO · Filed Mar 6, 2012
Insider Transaction Report
Form 4
GOODMEN WILLIAM WALTER
Global VP, Human Resources
Transactions
- Award
Common Stock
2012-03-02+7,500→ 15,600 total - Award
Common Stock Options
2012-03-02+20,000→ 20,000 totalExercise: $11.00Exp: 2022-03-02→ Common Stock (20,000 underlying)
Footnotes (4)
- [F1]Performance Accelerated Restricted Shares (PARS) subject to forfeiture and vesting in a single installment on March 2, 2015, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
- [F2]Includes 7,500 PARS subject to forfeiture and vesting in a single installment on March 15, 2014 and 7,500 PARS subject to forfeiture and vesting in a single installment on March 2, 2015.
- [F3]The options first become exercisable as follows: 6,667 on March 2, 2013, 6,667 on March 2, 2014 and 6,666 on March 2, 2015.
- [F4]Following the reported transactions Mr. Goodman's total beneficial ownership (as defined in rule 13d-3 under the Exchange Act) is 22,266 shares of Common Stock, which includes 15,000 PARS and 6,666 options that have vested or will vest within 60 days of this report. As of the completion of the reported transactions he also held 66,668 unvested stock options.