4//SEC Filing
BAUER THEODORE 4
Accession 0001140361-12-015517
CIK 0001424844other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 3:53 PM ET
Size
6.4 KB
Accession
0001140361-12-015517
Insider Transaction Report
Form 4
BAUER THEODORE
Director
Transactions
- Purchase
7.5% Convertible Subordinated Term Notes due 2014
2012-03-12$42000.00/sh+14$588,000→ 14 total(indirect: By Spouse)Exercise: $0.00Exp: 2014-08-14→ Series A Units (14 underlying)
Footnotes (4)
- [F1]Holders of the Notes may convert them into the Series A Units at a conversion ratio of one Series A Unit issued for every $3,000 of Note principal (including interest paid-in-kind that is capitalized and added to the outstanding principal balance and accrued unpaid interest) converted, subject to adjustment and provided a minimum of $15,000 of Note principal amount is so converted.
- [F2]Any conversion must be effected by the holder on January 31 or July 31 of each year.
- [F3]Represents the aggregate amount of the Note consisting of $3,000 integral amounts.
- [F4]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
SOUTHWEST IOWA RENEWABLE ENERGY, LLC
CIK 0001424844
Entity typeother
Related Parties
1- filerCIK 0001424841
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 3:53 PM ET
- Size
- 6.4 KB