Aldrich George E 4

Accession 0001140361-12-017931

CIK 0000203248other

Filed

Mar 27, 8:00 PM ET

Accepted

Mar 28, 7:12 PM ET

Size

26.5 KB

Accession

0001140361-12-017931

Form 4

Period: 2012-03-26

V.P. - Controller & CAO

Transactions

Disposition to Issuer
Common Stock
2012-03-26−2,567→ 0 total
Disposition to Issuer
Stock Appreciation Rights
2012-03-26−29,014→ 0 total
Exercise: $28.48→ Common Stock (29,014 underlying)
Disposition to Issuer
Stock Appreciation Rights
2012-03-26−35,124→ 0 total
Exercise: $12.55→ Common Stock (35,124 underlying)
Disposition to Issuer
Cash Restricted Stock Units
2012-03-26−2,849→ 0 total
→ Common Stock (2,849 underlying)
Disposition to Issuer
Cash Restricted Stock Units
2012-03-26−4,236→ 0 total
→ Common Stock (4,236 underlying)
Disposition to Issuer
Stock Appreciation Rights
2012-03-26−14,074→ 0 total
Exercise: $24.80→ Common Stock (14,074 underlying)
Disposition to Issuer
Cash Restricted Stock Units
2012-03-26−5,347→ 0 total
→ Common Stock (5,347 underlying)
Disposition to Issuer
Employee Stock Option (right to purchase)
2012-03-26−15,000→ 0 total
Exercise: $24.80→ Common Stock (15,000 underlying)
Disposition to Issuer
Stock Appreciation Rights
2012-03-26−18,190→ 0 total
Exercise: $21.64→ Common Stock (18,190 underlying)
Disposition to Issuer
Stock Appreciation Rights
2012-03-26−13,361→ 0 total
Exercise: $28.07→ Common Stock (13,361 underlying)
Disposition to Issuer
Cash Restricted Stock Units
2012-03-26−3,455→ 0 total
→ Common Stock (3,455 underlying)

Footnotes (3)

[F1]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation in exchange for $44.25 per share or one ETE common unit per share. The closing price of an ETE common unit on March 26, 2012, was $41.32 per share.
[F2]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each stock option and stock appreciation right was converted into the right to receive an amount in cash equal to $44.25 less (i) the applicable exercise price and (ii) any applicable deductions and withholdings required by law.
[F3]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each cash restricted stock unit was converted into the right to receive a lump sum cash payment equal to (i) $44.25 per share, less (ii) any applicable deductions and withholdings required by law.

Documents

1 file

SOUTHERN UNION CO

CIK 0000203248

Entity typeother