Marshall Richard N 4
4 · SOUTHERN UNION CO · Filed Mar 28, 2012
Insider Transaction Report
Form 4
Marshall Richard N
SVP & Chief Financial Officer
Transactions
- Disposition to Issuer
Common Stock
2012-03-26−1,050→ 0 total - Disposition to Issuer
Employee Stock Option (Right to Purchase)
2012-03-26−683→ 0 totalExercise: $24.06→ Common Stock (683 underlying) - Disposition to Issuer
Cash Restricted Stock Units
2012-03-26−15,464→ 0 total→ Common Stock (15,464 underlying) - Disposition to Issuer
Cash Restricted Stock Units
2012-03-26−13,305→ 0 total→ Common Stock (13,305 underlying) - Disposition to Issuer
Employee Stock Option (Right to Purchase)
2012-03-26−8,269→ 0 totalExercise: $16.83→ Common Stock (8,269 underlying) - Disposition to Issuer
Stock Appreciation Rights
2012-03-26−38,685→ 0 totalExercise: $28.48→ Common Stock (38,685 underlying) - Disposition to Issuer
Stock Appreciation Rights
2012-03-26−32,168→ 0 totalExercise: $24.80→ Common Stock (32,168 underlying) - Disposition to Issuer
Cash Restricted Stock Units
2012-03-26−11,289→ 0 total→ Common Stock (11,289 underlying) - Disposition to Issuer
Common Stock
2012-03-26−11,766.475→ 0 total(indirect: Supplemental Deferred Compensation Plan) - Disposition to Issuer
Common Stock
2012-03-26−1,037.284→ 0 total - Disposition to Issuer
Stock Appreciation Rights
2012-03-26−19,299→ 0 totalExercise: $28.07→ Common Stock (19,299 underlying) - Disposition to Issuer
Stock Appreciation Rights
2012-03-26−95,336→ 0 totalExercise: $12.55→ Common Stock (95,336 underlying) - Disposition to Issuer
Stock Appreciation Rights (Common Stock)
2012-03-26−46,703→ 0 totalExercise: $21.64→ Common Stock (46,703 underlying) - Disposition to Issuer
Cash Restricted Stock Units
2012-03-26−9,681→ 0 total→ Common Stock (9,681 underlying)
Footnotes (3)
- [F1]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation in exchange for $44.25 per share or one ETE common unit per share. The closing price of an ETE common unit on March 26, 2012 was $41.32 per share.
- [F2]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each stock option and stock appreciation right was converted into the right to receive an amount in cash equal to $44.25 less (i) the applicable exercise price and (ii) any applicable deductions and withholdings required by law.
- [F3]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each cash restricted stock unit was converted into the right to receive a lump sum cash payment equal to (i) $44.25 per share, less (ii) any applicable deductions and withholdings required by law.