Home/Filings/4/0001140361-12-017941
4//SEC Filing

Marshall Richard N 4

Accession 0001140361-12-017941

CIK 0000203248other

Filed

Mar 27, 8:00 PM ET

Accepted

Mar 28, 7:25 PM ET

Size

31.5 KB

Accession

0001140361-12-017941

Insider Transaction Report

Form 4
Period: 2012-03-26
Marshall Richard N
SVP & Chief Financial Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2012-03-261,0500 total
  • Disposition to Issuer

    Employee Stock Option (Right to Purchase)

    2012-03-266830 total
    Exercise: $24.06Common Stock (683 underlying)
  • Disposition to Issuer

    Cash Restricted Stock Units

    2012-03-2615,4640 total
    Common Stock (15,464 underlying)
  • Disposition to Issuer

    Cash Restricted Stock Units

    2012-03-2613,3050 total
    Common Stock (13,305 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Purchase)

    2012-03-268,2690 total
    Exercise: $16.83Common Stock (8,269 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2012-03-2638,6850 total
    Exercise: $28.48Common Stock (38,685 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2012-03-2632,1680 total
    Exercise: $24.80Common Stock (32,168 underlying)
  • Disposition to Issuer

    Cash Restricted Stock Units

    2012-03-2611,2890 total
    Common Stock (11,289 underlying)
  • Disposition to Issuer

    Common Stock

    2012-03-2611,766.4750 total(indirect: Supplemental Deferred Compensation Plan)
  • Disposition to Issuer

    Common Stock

    2012-03-261,037.2840 total
  • Disposition to Issuer

    Stock Appreciation Rights

    2012-03-2619,2990 total
    Exercise: $28.07Common Stock (19,299 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2012-03-2695,3360 total
    Exercise: $12.55Common Stock (95,336 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights (Common Stock)

    2012-03-2646,7030 total
    Exercise: $21.64Common Stock (46,703 underlying)
  • Disposition to Issuer

    Cash Restricted Stock Units

    2012-03-269,6810 total
    Common Stock (9,681 underlying)
Footnotes (3)
  • [F1]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation in exchange for $44.25 per share or one ETE common unit per share. The closing price of an ETE common unit on March 26, 2012 was $41.32 per share.
  • [F2]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each stock option and stock appreciation right was converted into the right to receive an amount in cash equal to $44.25 less (i) the applicable exercise price and (ii) any applicable deductions and withholdings required by law.
  • [F3]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each cash restricted stock unit was converted into the right to receive a lump sum cash payment equal to (i) $44.25 per share, less (ii) any applicable deductions and withholdings required by law.

Documents

1 file

Issuer

SOUTHERN UNION CO

CIK 0000203248

Entity typeother

Related Parties

1
  • filerCIK 0001380705

Filing Metadata

Form type
4
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 7:25 PM ET
Size
31.5 KB