Home/Filings/4/0001140361-12-017960
4//SEC Filing

LINDEMANN GEORGE L 4

Accession 0001140361-12-017960

CIK 0000203248other

Filed

Mar 27, 8:00 PM ET

Accepted

Mar 28, 7:40 PM ET

Size

21.1 KB

Accession

0001140361-12-017960

Insider Transaction Report

Form 4
Period: 2012-03-26
LINDEMANN GEORGE L
DirectorChairman & CEO
Transactions
  • Disposition to Issuer

    Employee Stock Option (right to purchase)

    2012-03-26441,4690 total
    Exercise: $28.48Common Stock (441,469 underlying)
  • Disposition to Issuer

    Employee Stock Options (right to purchase)

    2012-03-26482,5170 total
    Exercise: $24.80Common Stock (482,517 underlying)
  • Disposition to Issuer

    Common Stock

    2012-03-26146,456.4870 total(indirect: Issuer's Supplemental Deferred Compensation Plan)
  • Disposition to Issuer

    Common Stock

    2012-03-264,235,3870 total
  • Disposition to Issuer

    Employee Stock Option (right to purchase)

    2012-03-26500,0000 total
    Exercise: $12.55Common Stock (500,000 underlying)
  • Disposition to Issuer

    Cash Restricted Stock Units

    2012-03-2671,2930 total
    Common Stock (71,293 underlying)
  • Disposition to Issuer

    Common Stock

    2012-03-263,289,2200 total(indirect: By Spouse)
  • Disposition to Issuer

    Common Stock

    2012-03-2669,9640 total
  • Disposition to Issuer

    Employee Stock Options (right to purchase)

    2012-03-26464,1760 total
    Exercise: $21.64Common Stock (464,176 underlying)
Footnotes (4)
  • [F1]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation in exchange for one ETE common unit per share.The closing price of an ETE common unit on March 26, 2012, was $41.32 per share.
  • [F2]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. These shares of restricted stock were disposed of in exchange for ETE common units less 27,723 shares withheld for taxes.
  • [F3]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each stock option was converted into the right to receive an amount in cash equal to $44.25 less (i) the applicable exercise price and (ii) any applicable deductions and withholdings required by law.
  • [F4]Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each cash restricted stock unit was converted into the right to receive a lump sum cash payment equal to (i) $44.25 per share, less (ii) any applicable deductions and withholdings required by law.

Documents

1 file

Issuer

SOUTHERN UNION CO

CIK 0000203248

Entity typeother

Related Parties

1
  • filerCIK 0000897631

Filing Metadata

Form type
4
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 7:40 PM ET
Size
21.1 KB