4//SEC Filing
Lund John T 4
Accession 0001140361-12-019009
CIK 0001501364other
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 7:44 PM ET
Size
13.0 KB
Accession
0001140361-12-019009
Insider Transaction Report
Form 4
Lund John T
SVP, CFO, Treasurer
Transactions
- Tax Payment
Common Stock
2012-03-30$11.62/sh−156$1,813→ 6,767 total
Holdings
- 2,158.045(indirect: By 401(k))
Common Stock
- 15,689
Stock Options
Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (15,689 underlying) - 6,976
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,976 underlying) - 5,901.795(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 9,479
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (9,479 underlying)
Footnotes (9)
- [F1]Includes 200 shares held jointly with wife.
- [F2]Includes 1,796 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 226 shares (x 1.5167 exchange ratio became 478 shares) withheld by the Issuer for tax withholding purposes.
- [F3]Includes 2,158 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 77 shares (x 1.5167 exchange ratio became 116 shares) withheld by the Issuer for tax withholding purposes.
- [F4]Includes 3,094 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,094 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 428 shares withheld by the Issuer for tax withholding purposes.
- [F5]The reported number of shares is net of 156 shares withheld by the Issuer for tax withholding purposes.
- [F6]Shares allocated to the account of Mr. Lund under the Rockville Bank Employee Stock Ownership Plan, of which 2,360.7180 shares are vested as of March 30, 2012.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001452142
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 7:44 PM ET
- Size
- 13.0 KB