Home/Filings/5/0001140361-12-019096
5//SEC Filing

FAULKNER DAVID P 5

Accession 0001140361-12-019096

CIK 0000786620other

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 12:22 PM ET

Size

15.6 KB

Accession

0001140361-12-019096

Insider Transaction Report

Form 5
Period: 2011-12-31
FAULKNER DAVID P
EVP of Sales and Marketing
Transactions
  • Exercise/Conversion

    COMMON STOCK

    2011-08-01$0.05/sh+5,000$250786,250 total
  • Exercise/Conversion

    COMMON STOCK

    2011-08-01$0.05/sh+15,000$75015,000 total(indirect: By IRA)
  • Award

    Warrant (right to buy)

    2009-05-21+12,50012,500 total(indirect: By 401(k))
    Exercise: $0.35From: 2009-05-21Exp: 2010-09-30Common Stock (12,500 underlying)
  • Exercise/Conversion

    COMMON STOCK

    2011-08-01$0.05/sh+12,500$62512,500 total(indirect: By 401(k))
  • Award

    Warrant (right to buy)

    2002-11-15+5,0005,000 total
    Exercise: $0.35From: 2002-11-05Exp: 2005-09-30Common Stock (5,000 underlying)
  • Award

    Warrant (right to buy)

    2002-11-15+15,00015,000 total(indirect: By IRA)
    Exercise: $0.35From: 2002-11-05Exp: 2005-09-30Common Stock (15,000 underlying)
Footnotes (3)
  • [F1]This warrant was granted on 11/5/2002. The expiration date of the warrant was extended with Board approval on each of 9/8/2004, 6/5/2006, 3/22/2007, 9/3/2008 and 12/15/2009. The final expiration date of the warrant was 9/30/2012. The exercise price of the warrant was changed to $0.05 in connection with the extension of the expiration date on 9/3/2008. The warrant was exercised on 8/1/2011.
  • [F2]This warrant was granted on 5/21/09. The expiration date of the warrant was extended with Board approval to 9/30/2012 on 12/15/2009. The warrant was exercised on 8/1/2011.
  • [F3]This information is based on a 401(k) plan statement dated as of 12/31/2011.

Documents

1 file

Issuer

CIMETRIX INC

CIK 0000786620

Entity typeother

Related Parties

1
  • filerCIK 0001168806

Filing Metadata

Form type
5
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 12:22 PM ET
Size
15.6 KB