Home/Filings/4/0001140361-12-019297
4//SEC Filing

Elliott Kelley 4

Accession 0001140361-12-019297

CIK 0000885721other

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 5:09 PM ET

Size

21.4 KB

Accession

0001140361-12-019297

Insider Transaction Report

Form 4
Period: 2012-04-02
Elliott Kelley
Chief Accounting Officer
Transactions
  • Disposition to Issuer

    Non-Qualified Stock Option (Right-to-Buy)

    2012-04-029,2620 total
    Exercise: $56.50Exp: 2018-03-02Express Scripts, Inc. Common Stock (9,262 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (Right-to-Buy)

    2012-04-025,4720 total
    Exercise: $53.05Exp: 2019-02-27Express Scripts, Inc. Common Stock (5,472 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (Right-to-Buy)

    2012-04-029,8130 total
    Exercise: $53.05Exp: 2019-02-27Express Scripts, Inc. Common Stock (9,813 underlying)
  • Disposition to Issuer

    Phantom Stock Unit

    2012-04-021,330.4780 total
    Exercise: $0.00Express Scripts, Inc. Common Stock (1,330.478 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (Right-to-Buy)

    2012-04-0212,0280 total
    Exercise: $31.92Exp: 2015-02-26Express Scripts, Inc. Common Stock (12,028 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (Right-to-Buy)

    2012-04-025,3580 total
    Exercise: $22.87Exp: 2016-03-02Express Scripts, Inc. Common Stock (5,358 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (Right-to-Buy)

    2012-04-0210,7420 total
    Exercise: $49.49Exp: 2017-03-03Express Scripts, Inc. Common Stock (10,742 underlying)
  • Disposition to Issuer

    Common Stock

    2012-04-0212,1640 total
Footnotes (7)
  • [F1]Common stock and derivative securities of the Issuer were disposed pursuant to the Agreement and Plan of Merger, dated as of July 20, 2011, as amended on November 7, 2011, by and among the Issuer, Medco Health Solutions, Inc., Express Scripts Holding Company (then named Aristotle Holding, Inc.), Aristotle Merger Sub, Inc., and Plato Merger Sub, Inc. (the "Merger Agreement"). Upon closing of the transactions contemplated by the Merger Agreement, the Issuer became a wholly owned subsidiary of Express Scripts Holding Company, and each share of common stock of the Issuer was converted into one share of common stock of Express Scripts Holding Company. Derivative securities relating to the common stock of the Issuer were converted into derivative securities relating to an equal number of shares of common stock of Express Scripts Holding Company with substantially the same terms and conditions (including vesting schedule and exercise price, if applicable).
  • [F2]Vests in three (3) equal installments of the first three (3) anniversaries of the grant date.
  • [F3]Vests in three (3) equal installments on February 28, 2011, February 28, 2012, and February 28, 2013.
  • [F4]Vests in three (3) equal installments on February 28, 2012, February 28, 2013, and February 28, 2014.
  • [F5]Employee Stock Option, contingent upon consummation of the Medco Merger. Options vest in full on February 28, 2014, provided that the Medco Merger transaction is consummated.
  • [F6]Vests in three (3) equal installments on February 28, 2013, February 28, 2014, and February 28, 2015.
  • [F7]Phantom Stock Units credited under Executive Deferred Compensation Plan. Upon distribution each Phantom Stock Unit converts to one share of Common Stock.

Documents

1 file

Issuer

EXPRESS SCRIPTS INC

CIK 0000885721

Entity typeother

Related Parties

1
  • filerCIK 0001347672

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 5:09 PM ET
Size
21.4 KB