4//SEC Filing
Wang Yuejian 4
Accession 0001140361-12-019632
CIK 0001088787other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 5:48 PM ET
Size
6.2 KB
Accession
0001140361-12-019632
Insider Transaction Report
Form 4
Wang Yuejian
DirectorCEO and Chairman of the Board10% Owner
Transactions
- Award
Common Stock, $0.0001 par value
2012-04-03+200,000→ 647,032 total
Footnotes (2)
- [F1]On April 3, 2012, the Issuer cancelled options to purchase 500,000 shares of common stock at an exercise price of $7.50 expiring on January 1, 2013 and options to purchase 500,000 shares of common stock at an exercise price of $10.00 expiring on January 1, 2014 granted to the reporting person in exchange for 200,000 shares of restricted stock granted pursuant to the Issuer's 2008 Executive Stock Incentive Plan and approved by the Compensation Committee of the Issuer's Board of Directors. The Restricted stock will vest 25,000 shares on January 1, 2013, April 1, 2013, July 1, 2013, October 1, 2013, January 1, 2014, April 1, 2014, July 1, 2014 and October 1, 2014, respectively.
- [F2]Amount does not include 4,000,000 shares of the Issuer's common stock held by Dragon Fund Management LLC ("Dragon Fund"), an entity in which the reporting person owns 1% of the membership interests and holds 50% of the voting control. The reporting person disclaims beneficial ownership of the Issuer's securities owned by Dragon Fund except to the extent of his pecuniary interest in Dragon Fund and this filing should not be construed as an admission that the reporting person is the beneficial owner of these securities.
Documents
Issuer
CD INTERNATIONAL ENTERPRISES, INC.
CIK 0001088787
Entity typeother
Related Parties
1- filerCIK 0001373469
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 5:48 PM ET
- Size
- 6.2 KB