Earnings Feed
Start Free
Home/Filings/4/0001140361-12-021416
4//SEC Filing

BENCHMARK FOUNDERS FUND IV LP 4

Accession 0001140361-12-021416

CIK 0001212458other
View on SEC.govCompany Profile

Filed

Apr 24, 8:00 PM ET

Accepted

Apr 25, 4:35 PM ET

Size

32.5 KB

Accession

0001140361-12-021416

Insider Transaction Report

Form 4
Period: 2012-04-25
PROOFPOINT INCPFPT
DUNLEVIE BRUCE
10% Owner
Transactions
  • Conversion

    Series F Preferred Stock

    2012-04-25−973,006→ 0 total(indirect: See footnote 3)
    → Common Stock (486,503 underlying)
  • Conversion

    Series E Preferred Stock

    2012-04-25−1,040,480→ 0 total(indirect: See footnote 3)
    → Common Stock (522,648.711 underlying)
  • Conversion

    Series B Preferred Stock

    2012-04-25−1,794,764→ 0 total(indirect: See footnote 3)
    → Common Stock (897,382 underlying)
  • Conversion

    Common Stock

    2012-04-25+4,260,650→ 4,260,650 total(indirect: See footnote 3)
  • Conversion

    Series C Preferred Stock

    2012-04-25−1,308,234→ 0 total(indirect: See footnote 3)
    → Common Stock (654,117 underlying)
  • Conversion

    Series A Preferered Stock

    2012-04-25−3,400,000→ 0 total(indirect: See footnote 3)
    → Common Stock (1,700,000 underlying)
GURLEY J WILLIAM
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2012-04-25−1,040,480→ 0 total(indirect: See footnote 3)
    → Common Stock (522,648.711 underlying)
  • Conversion

    Common Stock

    2012-04-25+4,260,650→ 4,260,650 total(indirect: See footnote 3)
  • Conversion

    Series C Preferred Stock

    2012-04-25−1,308,234→ 0 total(indirect: See footnote 3)
    → Common Stock (654,117 underlying)
  • Conversion

    Series B Preferred Stock

    2012-04-25−1,794,764→ 0 total(indirect: See footnote 3)
    → Common Stock (897,382 underlying)
  • Conversion

    Series F Preferred Stock

    2012-04-25−973,006→ 0 total(indirect: See footnote 3)
    → Common Stock (486,503 underlying)
  • Conversion

    Series A Preferered Stock

    2012-04-25−3,400,000→ 0 total(indirect: See footnote 3)
    → Common Stock (1,700,000 underlying)
KAGLE ROBERT
10% Owner
Transactions
  • Conversion

    Series B Preferred Stock

    2012-04-25−1,794,764→ 0 total(indirect: See footnote 3)
    → Common Stock (897,382 underlying)
  • Conversion

    Series F Preferred Stock

    2012-04-25−973,006→ 0 total(indirect: See footnote 3)
    → Common Stock (486,503 underlying)
  • Conversion

    Series A Preferered Stock

    2012-04-25−3,400,000→ 0 total(indirect: See footnote 3)
    → Common Stock (1,700,000 underlying)
  • Conversion

    Common Stock

    2012-04-25+4,260,650→ 4,260,650 total(indirect: See footnote 3)
  • Conversion

    Series E Preferred Stock

    2012-04-25−1,040,480→ 0 total(indirect: See footnote 3)
    → Common Stock (522,648.711 underlying)
  • Conversion

    Series C Preferred Stock

    2012-04-25−1,308,234→ 0 total(indirect: See footnote 3)
    → Common Stock (654,117 underlying)
BALKANSKI ALEXANDRE
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2012-04-25−1,040,480→ 0 total(indirect: See footnote 3)
    → Common Stock (522,648.711 underlying)
  • Conversion

    Series A Preferered Stock

    2012-04-25−3,400,000→ 0 total(indirect: See footnote 3)
    → Common Stock (1,700,000 underlying)
  • Conversion

    Common Stock

    2012-04-25+4,260,650→ 4,260,650 total(indirect: See footnote 3)
  • Conversion

    Series C Preferred Stock

    2012-04-25−1,308,234→ 0 total(indirect: See footnote 3)
    → Common Stock (654,117 underlying)
  • Conversion

    Series B Preferred Stock

    2012-04-25−1,794,764→ 0 total(indirect: See footnote 3)
    → Common Stock (897,382 underlying)
  • Conversion

    Series F Preferred Stock

    2012-04-25−973,006→ 0 total(indirect: See footnote 3)
    → Common Stock (486,503 underlying)
BENCHMARK CAPITAL PARTNERS IV LP
10% Owner
Transactions
  • Conversion

    Series A Preferered Stock

    2012-04-25−3,400,000→ 0 total(indirect: See footnote 3)
    → Common Stock (1,700,000 underlying)
  • Conversion

    Series B Preferred Stock

    2012-04-25−1,794,764→ 0 total(indirect: See footnote 3)
    → Common Stock (897,382 underlying)
  • Conversion

    Common Stock

    2012-04-25+4,260,650→ 4,260,650 total(indirect: See footnote 3)
  • Conversion

    Series C Preferred Stock

    2012-04-25−1,308,234→ 0 total(indirect: See footnote 3)
    → Common Stock (654,117 underlying)
  • Conversion

    Series E Preferred Stock

    2012-04-25−1,040,480→ 0 total(indirect: See footnote 3)
    → Common Stock (522,648.711 underlying)
  • Conversion

    Series F Preferred Stock

    2012-04-25−973,006→ 0 total(indirect: See footnote 3)
    → Common Stock (486,503 underlying)
BENCHMARK FOUNDERS FUND IV LP
10% Owner
Transactions
  • Conversion

    Series B Preferred Stock

    2012-04-25−1,794,764→ 0 total(indirect: See footnote 3)
    → Common Stock (897,382 underlying)
  • Conversion

    Common Stock

    2012-04-25+4,260,650→ 4,260,650 total(indirect: See footnote 3)
  • Conversion

    Series F Preferred Stock

    2012-04-25−973,006→ 0 total(indirect: See footnote 3)
    → Common Stock (486,503 underlying)
  • Conversion

    Series C Preferred Stock

    2012-04-25−1,308,234→ 0 total(indirect: See footnote 3)
    → Common Stock (654,117 underlying)
  • Conversion

    Series E Preferred Stock

    2012-04-25−1,040,480→ 0 total(indirect: See footnote 3)
    → Common Stock (522,648.711 underlying)
  • Conversion

    Series A Preferered Stock

    2012-04-25−3,400,000→ 0 total(indirect: See footnote 3)
    → Common Stock (1,700,000 underlying)
SPURLOCK STEVEN M
10% Owner
Transactions
  • Conversion

    Series B Preferred Stock

    2012-04-25−1,794,764→ 0 total(indirect: See footnote 3)
    → Common Stock (897,382 underlying)
  • Conversion

    Common Stock

    2012-04-25+4,260,650→ 4,260,650 total(indirect: See footnote 3)
  • Conversion

    Series A Preferered Stock

    2012-04-25−3,400,000→ 0 total(indirect: See footnote 3)
    → Common Stock (1,700,000 underlying)
  • Conversion

    Series E Preferred Stock

    2012-04-25−1,040,480→ 0 total(indirect: See footnote 3)
    → Common Stock (522,648.711 underlying)
  • Conversion

    Series F Preferred Stock

    2012-04-25−973,006→ 0 total(indirect: See footnote 3)
    → Common Stock (486,503 underlying)
  • Conversion

    Series C Preferred Stock

    2012-04-25−1,308,234→ 0 total(indirect: See footnote 3)
    → Common Stock (654,117 underlying)
BENCHMARK FOUNDERS FUND IV-B LP
10% Owner
Transactions
  • Conversion

    Common Stock

    2012-04-25+4,260,650→ 4,260,650 total(indirect: See footnote 3)
  • Conversion

    Series E Preferred Stock

    2012-04-25−1,040,480→ 0 total(indirect: See footnote 3)
    → Common Stock (522,648.711 underlying)
  • Conversion

    Series B Preferred Stock

    2012-04-25−1,794,764→ 0 total(indirect: See footnote 3)
    → Common Stock (897,382 underlying)
  • Conversion

    Series F Preferred Stock

    2012-04-25−973,006→ 0 total(indirect: See footnote 3)
    → Common Stock (486,503 underlying)
  • Conversion

    Series C Preferred Stock

    2012-04-25−1,308,234→ 0 total(indirect: See footnote 3)
    → Common Stock (654,117 underlying)
  • Conversion

    Series A Preferered Stock

    2012-04-25−3,400,000→ 0 total(indirect: See footnote 3)
    → Common Stock (1,700,000 underlying)
BENCHMARK FOUNDERS FUND IV A LP
10% Owner
Transactions
  • Conversion

    Series F Preferred Stock

    2012-04-25−973,006→ 0 total(indirect: See footnote 3)
    → Common Stock (486,503 underlying)
  • Conversion

    Common Stock

    2012-04-25+4,260,650→ 4,260,650 total(indirect: See footnote 3)
  • Conversion

    Series E Preferred Stock

    2012-04-25−1,040,480→ 0 total(indirect: See footnote 3)
    → Common Stock (522,648.711 underlying)
  • Conversion

    Series C Preferred Stock

    2012-04-25−1,308,234→ 0 total(indirect: See footnote 3)
    → Common Stock (654,117 underlying)
  • Conversion

    Series A Preferered Stock

    2012-04-25−3,400,000→ 0 total(indirect: See footnote 3)
    → Common Stock (1,700,000 underlying)
  • Conversion

    Series B Preferred Stock

    2012-04-25−1,794,764→ 0 total(indirect: See footnote 3)
    → Common Stock (897,382 underlying)
BENCHMARK CAPITAL MANAGEMENT CO IV LLC
10% Owner
Transactions
  • Conversion

    Series A Preferered Stock

    2012-04-25−3,400,000→ 0 total(indirect: See footnote 3)
    → Common Stock (1,700,000 underlying)
  • Conversion

    Common Stock

    2012-04-25+4,260,650→ 4,260,650 total(indirect: See footnote 3)
  • Conversion

    Series E Preferred Stock

    2012-04-25−1,040,480→ 0 total(indirect: See footnote 3)
    → Common Stock (522,648.711 underlying)
  • Conversion

    Series B Preferred Stock

    2012-04-25−1,794,764→ 0 total(indirect: See footnote 3)
    → Common Stock (897,382 underlying)
  • Conversion

    Series F Preferred Stock

    2012-04-25−973,006→ 0 total(indirect: See footnote 3)
    → Common Stock (486,503 underlying)
  • Conversion

    Series C Preferred Stock

    2012-04-25−1,308,234→ 0 total(indirect: See footnote 3)
    → Common Stock (654,117 underlying)
Footnotes (3)
  • [F1]In connection with the closing of the Issuer's initial public offering on April 25, 2012, each share of Series A, Series B, Series C and Series F Preferred Stock automatically converted into 0.5 shares of Issuer's Common Stock, and each share of Series E Preferred Stock automatically converted into 0.502315 shares of Issuer's Common Stock, for no additional consideration, reflecting an adjustment following a 1-for-2 reverse stock split effected by the Issuer on April 2, 2012. All shares of Common Stock (including fractions thereof) issued upon conversion were aggregated. No fractional share was issued upon the conversion of any share or shares of Preferred Stock.
  • [F2]Shares held of record by Benchmark Capital Partners IV, L.P. ("BCP IV"), as nominee for BCP IV, Benchmark Founders' Fund IV, L.P. ("BFF IV"), Benchmark Founders' Fund IV-A, L.P. ("BFF IV-A"), Benchmark Founders' Fund IV-B, L.P. ("BFF IV-B") and related persons. Benchmark Capital Management Co. IV, L.L.C. ("BCMC IV"), the general partner of each of BCP IV, BFF IV, BFF IV-A and BFF IV-B, may be deemed to have sole voting and investment power over the reported shares of the Issuer's stock held by such funds.
  • [F3]None.

Documents

1 file

Issuer

PROOFPOINT INC

CIK 0001212458

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001105215

Filing Metadata

Form type
4
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 4:35 PM ET
Size
32.5 KB
View on SEC.gov