4//SEC Filing
GALLEN JONATHAN 4
Accession 0001140361-12-022482
CIK 0000945384other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 5:47 PM ET
Size
11.7 KB
Accession
0001140361-12-022482
Insider Transaction Report
Form 4
CICERO INCCICN
GALLEN JONATHAN
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2012-04-30$0.16/sh−45,000$7,200→ 8,667,400 total(indirect: By Partnership) - Sale
Common Stock, par value $0.001 per share
2012-04-26$0.19/sh−258,573$49,129→ 8,768,000 total(indirect: By Partnership) - Sale
Common Stock, par value $0.001 per share
2012-04-27$0.17/sh−55,600$9,452→ 8,712,400 total(indirect: By Partnership) - Sale
Common Stock, par value $0.001 per share
2012-04-25$0.18/sh−111,600$20,088→ 9,026,573 total(indirect: By Partnership)
Footnotes (2)
- [F1]As of April 30, 2012 (and after giving effect to the previous transactions set forth in Table 1 of this Form), Ahab Redemption Fund, L.P. ("Ahab"), Ahab Redemption Fund, Ltd. ("Redemption"), certain affiliated funds and one or more private investment accounts (the "Accounts") held in the aggregate 8,667,400 shares of common stock, par value $0.001 per share (the "Shares"), of Cicero, Inc., formerly Level 8 Systems, Inc. (the "Company"). All warrants previously reported as held by Ahab, Redemption, the affiliated funds and the Accounts have expired.
- [F2]Jonathan Gallen possesses the sole power to vote and the sole power to direct the disposition of 8,567,400 Shares held by Ahab, Redemption, and the affiliated funds. In addition, Mr. Gallen possesses the sole power to direct the disposition of 100,000 Shares held by the Accounts. Accordingly, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Gallen is deemed to beneficially own 8,667,400 Shares. Mr. Gallen's interest in the securities reported herein is limited to the extent of his pecuniary interest in Ahab, Opportunities, the affiliated funds, and the Accounts, respectively, if any.
Documents
Issuer
CICERO INC
CIK 0000945384
Entity typeother
Related Parties
1- filerCIK 0001069726
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 5:47 PM ET
- Size
- 11.7 KB