VANGUARD VII L P 4/A

Accession 0001140361-12-025100

CIK 0001129260other

View on SEC.gov Company Profile

Filed

May 13, 8:00 PM ET

Accepted

May 14, 8:25 PM ET

Size

75.8 KB

Accession

0001140361-12-025100

Insider Transaction Report

Form 4/AAmended

Period: 2012-04-02

VOCERA COMMUNICATIONS, INC.VCRA

VANGUARD VII L P

10% Owner

Transactions

Exercise of In-Money
Common Stock
2012-04-02$17.81/sh+3,359$59,824→ 77,226 total(indirect: By Vanguard VII Accredited Affiliates Fund, L.P.)
Purchase
Call Option (Right to Buy)
2012-04-02+1→ 1 total
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (138,605 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+226→ 226 total(indirect: By Vanguard VII Qualified Affiliates Fund, L.P.)
Exercise: $0.30Exp: 2012-05-15→ Common Stock (226 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+478→ 478 total(indirect: By Vanguard VII-A, L.P.)
Exercise: $1.08Exp: 2015-01-26→ Common Stock (478 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+75→ 75 total(indirect: By Vanguard VII Qualified Affiliates Fund, L.P.)
Exercise: $1.08Exp: 2015-01-26→ Common Stock (75 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+149→ 149 total(indirect: By Vanguard VII Accredited Affiliates Fund, L.P.)
Exercise: $1.08Exp: 2016-01-26→ Common Stock (149 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+68→ 68 total(indirect: By Vanguard VII Qualified Affiliates Fund, L.P.)
Exercise: $1.08Exp: 2016-01-26→ Common Stock (68 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+10,649→ 10,649 total
Exercise: $1.08Exp: 2016-07-27→ Common Stock (10,649 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+1,011→ 1,011 total(indirect: By Vanguard VII-A, L.P.)
Exercise: $1.08Exp: 2016-07-27→ Common Stock (1,011 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+5,035→ 5,035 total
Exercise: $1.08Exp: 2015-01-26→ Common Stock (5,035 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+164→ 164 total(indirect: By Vanguard VII Accredited Affiliates Fund, L.P.)
Exercise: $1.08Exp: 2015-01-26→ Common Stock (164 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+4,564→ 4,564 total
Exercise: $1.08Exp: 2016-01-26→ Common Stock (4,564 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+433→ 433 total(indirect: By Vanguard VII-A, L.P.)
Exercise: $1.08Exp: 2016-01-26→ Common Stock (433 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+158→ 158 total(indirect: By Vanguard VII Qualified Affiliates Fund, L.P.)
Exercise: $1.08Exp: 2016-07-27→ Common Stock (158 underlying)
Exercise of In-Money
Common Stock
2012-04-02$17.81/sh+103,115$1,836,478→ 2,370,621 total
Exercise of In-Money
Common Stock
2012-04-02$17.81/sh+9,795$174,449→ 225,153 total(indirect: By Vanguard VII-A, L.P.)
Exercise of In-Money
Common Stock
2012-04-02$17.81/sh+1,531$27,267→ 35,204 total(indirect: By Vanguard VII Qualified Affiliates Fund, L.P.)
Purchase
Call Option (Right to Buy)
2012-04-02+1→ 1 total(indirect: By Vanguard VII-A, L.P.)
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (13,163 underlying)
Purchase
Call Option (Right to Buy)
2012-04-02+1→ 1 total(indirect: By Vanguard Accredited Affiliates Fund, L.P.)
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,515 underlying)
Purchase
Call Option (Right to Buy)
2012-04-02+1→ 1 total(indirect: By Vanguard Qualified Affiliates Fund, L.P.)
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (2,058 underlying)
Sale
Put Option (Obligation to Buy)
2012-04-02−138,605→ 138,605 total
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (138,605 underlying)
Sale
Put Option (Obligation to Buy)
2012-04-02−13,163→ 13,163 total(indirect: By Vanguard VII-A, L.P.)
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (13,163 underlying)
Sale
Put Option (Obligation to Buy)
2012-04-02−4,515→ 4,515 total(indirect: By Vanguard Accredited Affiliates Fund, L.P.)
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,515 underlying)
Sale
Put Option (Obligation to Buy)
2012-04-02−2,058→ 2,058 total(indirect: By Vanguard Qualified Affiliates Fund, L.P.)
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (2,058 underlying)
Exercise of In-Money
Put Option (Obligation to Buy)
2012-04-02−138,605→ 0 total
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (138,605 underlying)
Exercise of In-Money
Put Option (Obligation to Buy)
2012-04-02−13,163→ 0 total(indirect: By Vanguard VII-A, L.P.)
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (13,163 underlying)
Exercise of In-Money
Put Option (Obligation to Buy)
2012-04-02−4,515→ 0 total(indirect: By Vanguard Accredited Affiliates Fund, L.P.)
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (4,515 underlying)
Exercise of In-Money
Put Option (Obligation to Buy)
2012-04-02−2,058→ 0 total(indirect: By Vanguard Qualified Affiliates Fund, L.P.)
Exercise: $17.81From: 2012-04-02Exp: 2012-04-03→ Common Stock (2,058 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+15,240→ 15,240 total
Exercise: $0.30Exp: 2012-05-15→ Common Stock (15,240 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+1,447→ 1,447 total(indirect: By Vanguard VII-A, L.P.)
Exercise: $0.30Exp: 2012-05-15→ Common Stock (1,447 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+497→ 497 total(indirect: By Vanguard VII Accredited Affiliates Fund, L.P.)
Exercise: $0.30Exp: 2012-05-15→ Common Stock (497 underlying)
Exercise of In-Money
Stock Option (Right to Buy)
2012-04-02+347→ 347 total(indirect: By Vanguard VII Accredited Affiliates Fund, L.P.)
Exercise: $1.08Exp: 2016-07-27→ Common Stock (347 underlying)

Footnotes (8)

[F1]Shares are held directly by Vanguard VII, L.P. ("V7 LP").
[F2]Shares are held directly by Vanguard VII-A, L.P. ("V7A LP").
[F3]Shares are held directly by Vanguard VII Accredited Affiliates Fund, L.P. ("Accredited").
[F4]Shares are held directly by Vanguard VII Qualified Affiliates Fund, L.P. ("Qualified").
[F5]Consists of the option to purchase from Robert Shostak of an aggregate of (i) 103,115 shares of Common Stock and options to purchase 35,488 shares of Common Stock, (ii) 9,795 shares of Common Stock and options to purchase 3,369 shares of Common Stock, (iii) 3,359 shares of Common Stock and options to purchase 1,158 shares of Common Stock, and (iv) 1,531 shares of Common Stock and options to purchase 527 shares of Common Stock by V7 LP, V7A LP, Accredited, and Qualified, respectively, at a per share price of $17.81 subject to that certain Put and Call Agreement with Dr. Shostak, as amended, as disclosed in the issuer's Form S-1, incorporated herein by reference (the "Put/Call Agreement").
[F6]Consists of the obligation to purchase from Robert Shostak of an aggregate of (i) 103,115 shares of Common Stock and options to purchase 35,488 shares of Common Stock, (ii) 9,795 shares of Common Stock and options to purchase 3,369 shares of Common Stock, (iii) 3,359 shares of Common Stock and options to purchase 1,158 shares of Common Stock, and (iv) 1,531 shares of Common Stock and options to purchase 527 shares of Common Stock by V7 LP, V7A LP, Accredited, and Qualified, respectively, at a per share price of $17.81 subject to the Put/Call Agreement.
[F7]Immediately exercisable.
[F8]The stock option grant is fully vested.

Documents

1 file

4
doc1.xml
FORM 4/A

Issuer

VOCERA COMMUNICATIONS, INC.

CIK 0001129260

→

Entity typeother

Related Parties

filerCIK 0001112184

Filing Metadata

Form type: 4/A
Filed: May 13, 8:00 PM ET
Accepted: May 14, 8:25 PM ET
Size: 75.8 KB

View on SEC.gov