4//SEC Filing
KING KAROL 4
Accession 0001140361-12-025565
CIK 0001424844other
Filed
May 14, 8:00 PM ET
Accepted
May 15, 6:01 PM ET
Size
5.9 KB
Accession
0001140361-12-025565
Insider Transaction Report
Form 4
KING KAROL
Director
Transactions
- Purchase
7.5% Convertible Subordinated Term Notes due 2014
2012-05-11$105000.00/sh+35$3,675,000→ 35 totalExercise: $0.00Exp: 2014-08-14→ Series A Units (35 underlying)
Footnotes (3)
- [F1]Holders of the Notes may convert them into the Series A Units at a conversion ratio of one Series A Unit issued for every $3,000 of Note principal (including interest paid-in-kind that is capitalized and added to the outstanding principal balance and accrued unpaid interest) converted, subject to adjustment and provided a minimum of $15,000 of Note principal amount is so converted.
- [F2]Any conversion must be effected by the holder on January 31 or July 31 of each year.
- [F3]Represents the aggregate amount of the Note consisting of $3,000 integral amounts.
Documents
Issuer
SOUTHWEST IOWA RENEWABLE ENERGY, LLC
CIK 0001424844
Entity typeother
Related Parties
1- filerCIK 0001424840
Filing Metadata
- Form type
- 4
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 6:01 PM ET
- Size
- 5.9 KB