4//SEC Filing
KOOLE A J 4
Accession 0001140361-12-029546
CIK 0000890846other
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 7:07 PM ET
Size
12.9 KB
Accession
0001140361-12-029546
Insider Transaction Report
Form 4
KOOLE A J
Controller
Transactions
- Award
non-qualified stock option
2012-06-07+5,000→ 5,000 totalExercise: $3.67From: 2013-06-07Exp: 2019-06-06→ common stock (5,000 underlying)
Holdings
- 30,000
non-qualified stock option
Exercise: $0.85From: 2009-06-05Exp: 2014-06-04→ common stock (30,000 underlying) - 2,450
non-qualified stock option
Exercise: $7.98From: 2012-06-07Exp: 2018-06-06→ common stock (2,450 underlying) - 20,000
non-qualified stock option
Exercise: $4.31From: 2007-07-03Exp: 2012-07-12→ common stock (20,000 underlying) - 5,000
non-qualified stock option
Exercise: $2.65From: 2008-02-02Exp: 2014-02-01→ common stock (5,000 underlying) - 7,666
common stock
- 5,225
non-qualified stock option
Exercise: $4.94From: 2011-06-08Exp: 2017-06-07→ common stock (5,225 underlying)
Footnotes (4)
- [F1]Includes 2,050 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the second, third and fourth anniversaries of the grant date (June 8, 2010).
- [F2]Includes 1,425 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 7, 2011).
- [F3]Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date.
- [F4]Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date).
Documents
Issuer
UROPLASTY INC
CIK 0000890846
Entity typeother
Related Parties
1- filerCIK 0001191774
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 7:07 PM ET
- Size
- 12.9 KB