4//SEC Filing
Jiwani Mahedi A 4
Accession 0001140361-12-029548
CIK 0000890846other
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 7:09 PM ET
Size
14.5 KB
Accession
0001140361-12-029548
Insider Transaction Report
Form 4
Jiwani Mahedi A
VP, CFO, Treasurer
Transactions
- Award
common stock
2012-06-07+16,350→ 42,100 total
Holdings
- 17,500
non-qualified stock option
Exercise: $2.65From: 2008-02-02Exp: 2014-02-01→ common stock (17,500 underlying) - 30,000
non-qualified stock option
Exercise: $0.85From: 2009-06-05Exp: 2014-06-04→ common stock (30,000 underlying) - 5,725
non-qualified stock option
Exercise: $7.98From: 2012-06-07Exp: 2018-06-06→ common stock (5,725 underlying) - 9,125
non-qualified stock option
Exercise: $4.94From: 2011-06-08Exp: 2017-06-07→ common stock (9,125 underlying) - 20,000
non-qualified stock option
Exercise: $4.31From: 2007-07-03Exp: 2012-07-02→ common stock (20,000 underlying) - 20,000
non-qualified stock option
Exercise: $3.15From: 2008-06-24Exp: 2013-06-23→ common stock (20,000 underlying) - 100,000
non-qualified stock option
Exercise: $3.00From: 2006-02-02Exp: 2015-11-13→ common stock (100,000 underlying)
Footnotes (5)
- [F1]Includes 3,550 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the second, third and fourth anniversaries of the grant date (June 8, 2010).
- [F2]Includes 3,300 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 7, 2011).
- [F3]Includes 16,350 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 7, 2012).
- [F4]Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date.
- [F5]Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date).
Documents
Issuer
UROPLASTY INC
CIK 0000890846
Entity typeother
Related Parties
1- filerCIK 0001344452
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 7:09 PM ET
- Size
- 14.5 KB