4//SEC Filing
HOLMAN SUSAN HARTJES 4
Accession 0001140361-12-029549
CIK 0000890846other
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 7:10 PM ET
Size
13.3 KB
Accession
0001140361-12-029549
Insider Transaction Report
Form 4
Transactions
- Award
common stock
2012-06-07+13,100→ 312,680 total
Holdings
- 100,000
non-qualified stock options
Exercise: $5.19From: 2006-02-02Exp: 2015-01-01→ common stock (100,000 underlying) - 12,500
non-qualified stock options
Exercise: $2.65From: 2008-02-02Exp: 2014-02-01→ common stock (12,500 underlying) - 40,000
non-qualified stock options
Exercise: $0.85From: 2009-06-05Exp: 2014-06-04→ common stock (40,000 underlying) - 6,525
non-qualified stock options
Exercise: $4.94From: 2011-06-08Exp: 2017-06-07→ common stock (6,525 underlying) - 10,000
non-qualified stock options
Exercise: $3.15From: 2008-06-24Exp: 2013-06-23→ common stock (10,000 underlying) - 4,100
non-qualified stock option
Exercise: $7.98From: 2012-06-07Exp: 2018-06-06→ common stock (4,100 underlying)
Footnotes (5)
- [F1]Includes 2,550 shares of restricted stock subject to risk of forfeiture that lapses with respect to one third of such shares on each of the second, third and fourth anniversaries of the grant date (June 8, 2010).
- [F2]Includes 2,362 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 7, 2011).
- [F3]Includes 13,100 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 7, 2012).
- [F4]Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date.
- [F5]Becomes exercisable with respect to one-third of the shares on the first, second and third anniversaries of the grant date (the grant date being one year prior to such date).
Documents
Issuer
UROPLASTY INC
CIK 0000890846
Entity typeother
Related Parties
1- filerCIK 0001205664
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 7:10 PM ET
- Size
- 13.3 KB