4//SEC Filing
Taylor Edmund Frederick 4
Accession 0001140361-12-029683
CIK 0001497770other
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 6:41 PM ET
Size
24.0 KB
Accession
0001140361-12-029683
Insider Transaction Report
Form 4
CREDIT SUISSE/
10% Owner
Transactions
- Sale
Common Stock
2012-06-08$12.00/sh−7,799$93,588→ 5,049,318 total(indirect: See Note)
Holdings
- 0(indirect: See note)
Common Stock
Taylor Edmund Frederick
Director
Transactions
- Sale
Common Stock
2012-06-08$12.00/sh−7,799$93,588→ 5,049,318 total(indirect: See Note)
Holdings
- 0(indirect: See note)
Common Stock
Footnotes (5)
- [F1]Column Guaranteed LLC ("Column") sold shares of common stock of the Issuer pursuant to a plan intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, previously entered into on March 15, 2012. Column is an indirect subsidiary of the Reporting Person (see note (1) on Exhibit 99.1).
- [F2]The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sale prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- [F3]Sale prices range from $12.00 to $12.03 per share, inclusive.
- [F4]Represents shares directly held by Column and indirectly beneficially owned by Reporting Person (see note (1) on Exhibit 99.1).
- [F5]Edmund F. Taylor beneficially owns no shares. All 3,517 shares of restricted common stock previously reported separately as directly held by him and indirectly beneficially owned by the Reporting Person have vested and were transferred to Credit Suisse Securities (USA) LLC or an affiliate. Such shares are included in the amount of securities beneficially owned by the Reporting Person but are no longer separated out. The shares were previously granted by the Issuer pursuant to the terms of its 2010 Equity Incentive Plan to Mr. Taylor for serving as a director. Mr. Taylor is a managing director of Credit Suisse Securities (USA) LLC, and pursuant to an arrangement, any director compensation received by him while so employed is paid over to or held for the benefit of Credit Suisse Securities (USA) LLC or an affiliate. Upon vesting, the shares are transferred to Credit Suisse Securities (USA) LLC or an affiliate for no additional consideration. See note (1) on Exhibit 99.1.
Issuer
Walker & Dunlop, Inc.
CIK 0001497770
Entity typeother
Related Parties
1- filerCIK 0001503843
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 6:41 PM ET
- Size
- 24.0 KB