4//SEC Filing
WARRELL RAYMOND P JR 4
Accession 0001140361-12-030193
CIK 0000880643other
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 4:39 PM ET
Size
7.2 KB
Accession
0001140361-12-030193
Insider Transaction Report
Form 4
GENTA INC DE/GNTA
WARRELL RAYMOND P JR
DirectorChairman & CEO
Transactions
- Award
Common Stock
2012-06-13+800,000,000→ 4,506,343,262 total
Holdings
- 724,058,689(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Restricted Stock grants subject to vesting requirements, including that the stock would vest 100% upon the approval by the U.S. Food and Drug Administration (FDA) of tesetaxel for any indication.
- [F2]Includes 121,655,883 shares potentially issuable upon the vesting of outstanding restricted stock units, 800,000,000 restricted shares issued pursuant to certain vesting requirements, 220,834,130 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due 3/30/2022, held in joint account with Dr. Itri, spouse of Dr. Warrell, 11,665,850 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 1,377,299,520 shares of common stock issuable upon the exercise of March 2010 Warrants held in joint account, 180,003,003 shares of common stock issuable upon the exercise of December 2010 Warrants held in joint account, 1,783,468,409 shares of common stock issuable upon the exercise of September 2011 Warrants held in joint account, 970,398 shares of common stock issuable upon the exercise of December 2010 Warrants held by IRA and 10,446,039 shares of common stock issuable upon the exercise of September 2011 Warrants held by IRA.
- [F3]Includes 39,433,900 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 650,000,000 restricted shares issued pursuant to certain vesting requirements held by Dr. Itri, 17,500,020 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due March 30, 2022 held by Dr. Itri's IRA, 1,455,670 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Itri's IRA and 15,669,099 shares of common stock issuable upon the exercise of September 2011 Warrants held by Dr. Itri's IRA.
Documents
Issuer
GENTA INC DE/
CIK 0000880643
Entity typeother
Related Parties
1- filerCIK 0001100843
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 4:39 PM ET
- Size
- 7.2 KB