4//SEC Filing
ITRI LORETTTA M 4
Accession 0001140361-12-030194
CIK 0000880643other
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 4:41 PM ET
Size
7.0 KB
Accession
0001140361-12-030194
Insider Transaction Report
Form 4
GENTA INC DE/GNTA
ITRI LORETTTA M
Pres. & CMO
Transactions
- Award
Common Stock
2012-06-13+650,000,000→ 724,058,689 total
Holdings
- 4,506,343,262(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Restricted Stock grants subject to vesting requirements, including that the stock would vest 100% upon the approval by the U.S. Food and Drug Administration (FDA) of tesetaxel for any indication.
- [F2]Includes 39,433,900 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 650,000,000 restricted shares subject to certain vesting requirements held by Dr. Itri, 17,500,020 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due March 30, 2022 held by Dr. Itri's IRA, 1,455,670 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Itri's IRA and 15,669,099 shares of common stock issuable upon the exercise of September 2011 Warrants held by Dr. Itri's IRA.
- [F3]Includes 121,655,883 shares potentially issuable upon the vesting of outstanding restricted stock units held by Dr. Itri's spouse, Dr. Warrell, 800,000,000 restricted shares held by Dr. Warrell, 220,834,130 shares of common stock issuable upon the conversion of Senior Convertible Notes due 3/30/2022, held in joint account, 11,665,850 shares of common stock issuable upon the conversion of Notes held by spouse's IRA, 1,377,299,520 shares of common stock issuable upon the exercise of 3/2010 Warrants held in joint account, 180,003,003 shares of common stock issuable upon the exercise of 12/2010 Warrants held in joint account, 1,783,468,409 shares of common stock issuable upon the exercise of 9/2011 Warrants held in joint account, 970,398 shares of common stock issuable upon the exercise of 12/2010 Warrants held by spouse's IRA and 10,446,039 shares of common stock issuable upon the exercise of 9/2011 Warrants held by spouse's IRA.
Documents
Issuer
GENTA INC DE/
CIK 0000880643
Entity typeother
Related Parties
1- filerCIK 0001137918
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 4:41 PM ET
- Size
- 7.0 KB