4//SEC Filing
Verfuerth Neal R 4
Accession 0001140361-12-030675
CIK 0001409375other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 3:50 PM ET
Size
14.5 KB
Accession
0001140361-12-030675
Insider Transaction Report
Form 4
Verfuerth Neal R
DirectorPresident and CEO
Transactions
- Award
Stock Options (right to buy)
2012-06-18+200,000→ 200,000 totalExercise: $2.00Exp: 2022-06-18→ Common Stock (200,000 underlying) - Award
Common Stock
2012-06-18+50,000→ 1,782,861 total
Holdings
- 34,207
Stock Options (right to buy)
Exercise: $3.46Exp: 2020-05-18→ Common Stock (34,207 underlying) - 204,546
Stock Options (right to buy)
Exercise: $2.20Exp: 2016-12-20→ Common Stock (204,546 underlying) - 180,958
Stock Options (right to buy)
Exercise: $4.49Exp: 2011-07-27→ Common Stock (180,958 underlying) - 108,911
Stock Options (right to buy)
Exercise: $5.35Exp: 2018-08-08→ Common Stock (108,911 underlying) - 35,276
Stock Options (right to buy)
Exercise: $3.78Exp: 2019-05-19→ Common Stock (35,276 underlying)
Footnotes (7)
- [F1]Restricted stock granted to the reporting person under the 2004 Stock and Incentive Awards Plan. The restricted stock vests and becomes exercisable in 20% increments on June 18, 2013, 2014, 2015, 2016 and 2017, respectively.
- [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 18, 2012, vests and becomes exercisable in 20% increments on June 18, 2013, 2014, 2015, 2016 and 2017, respectively.
- [F3]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted July 27, 2007, became fully exercisable on July 27, 2008.
- [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
- [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
- [F7]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeother
Related Parties
1- filerCIK 0001420983
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 3:50 PM ET
- Size
- 14.5 KB