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Lund John T 4

Accession 0001140361-12-031007

CIK 0001501364other
View on SEC.govCompany Profile

Filed

Jun 21, 8:00 PM ET

Accepted

Jun 22, 7:49 PM ET

Size

19.9 KB

Accession

0001140361-12-031007

Insider Transaction Report

Form 4
Period: 2012-06-21
Rockville Financial, Inc. /CT/RCKB
Lund John T
SVP, CFO, Treasurer
Transactions
  • Award

    Common Stock

    2012-06-21+15,212→ 21,979 total
  • Award

    Stock Options

    2012-06-21+54,352→ 54,352 total
    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (54,352 underlying)
  • Award

    Common Stock

    2012-06-21+5,071→ 27,050 total
  • Award

    Stock Options

    2012-06-21+19,292→ 19,292 total
    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (19,292 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    2,158.045

  • Stock Options

    Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (15,689 underlying)
    15,689

  • Common Stock

    (indirect: By Rockville Bank ESOP Plan)
    5,901.795

  • Stock Options

    Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,976 underlying)
    6,976

  • Stock Options

    Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (9,479 underlying)
    9,479
Footnotes (13)
  • [F1]Restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
  • [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
  • [F11]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
  • [F12]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
  • [F13]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
  • [F2]Includes 200 shares held jointly with wife.
  • [F3]Includes 1,796 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 226 shares (x 1.5167 exchange ratio became 478 shares) withheld by the Issuer for tax withholding purposes.
  • [F4]Includes 2,158 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 77 shares (x 1.5167 exchange ratio became 116 shares) withheld by the Issuer for tax withholding purposes.
  • [F5]Includes 3,094 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,094 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 428 shares withheld by the Issuer for tax withholding purposes.
  • [F6]The reported number of shares is net of 156 shares withheld by the Issuer for tax withholding purposes.
  • [F7]Restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
  • [F8]Shares allocated to the account of Mr. Lund under the Rockville Bank Employee Stock Ownership Plan, of which 2,360.7180 shares are vested as of March 30, 2012.
  • [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.

Documents

1 file

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

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Entity typeother

Related Parties

1
  • filerCIK 0001452142

Filing Metadata

Form type
4
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 7:49 PM ET
Size
19.9 KB
View on SEC.gov