McGurk William J 4

Accession 0001140361-12-031073

CIK 0001501364other

View on SEC.gov Company Profile

Filed

Jun 24, 8:00 PM ET

Accepted

Jun 25, 4:48 PM ET

Size

21.0 KB

Accession

0001140361-12-031073

Insider Transaction Report

Form 4

Period: 2012-06-21

Rockville Financial, Inc. /CT/RCKB

McGurk William J

DirectorPresident & CEO

Transactions

Award
Common Stock
2012-06-21+10,265→ 10,265 total
Award
Stock Options
2012-06-21+2,017→ 2,017 total
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (2,017 underlying)
Award
Stock Options
2012-06-21+5,682→ 5,682 total
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (5,682 underlying)

Holdings

Common Stock
199,457
Common Stock
(indirect: By 401(k))
13,805.856
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2016-04-26→ Common Stock (47,169 underlying)
47,169
Stock Options
Exercise: $11.72From: 2008-12-13Exp: 2016-04-26→ Common Stock (45,501 underlying)
45,501
Stock Options
Exercise: $9.46From: 2007-08-14Exp: 2016-04-26→ Common Stock (45,501 underlying)
45,501
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2016-04-26→ Common Stock (53,691 underlying)
53,691
Common Stock
(indirect: By Rockville Bank ESOP Plan)
18,500.005
Stock Options
Exercise: $7.90From: 2008-02-20Exp: 2016-04-26→ Common Stock (45,501 underlying)
45,501

Footnotes (12)

[F1]Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
[F10]The expiration date has been amended to no later than five years from Mr. McGurk's retirement date of April 26, 2011 in accordance with the 2006 Stock Incentive Award Plan.
[F11]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
[F12]Stock Options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
[F2]Includes 15,000 shares held jointly with wife.
[F3]Includes 50,961 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 42,000 shares (x 1.5167 exchange ratio became 63,701 shares) vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,400 shares (x 1.5167 exchange ratio became 12,740 shares) withheld by the Issuer for tax withholding purposes.
[F4]Includes 4,216 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,475 shares (x 1.5167 exchange ratio became 5,270 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 695 shares (x 1.5167 exchange ratio became 1,054 shares) withheld by the Issuer for tax withholding purposes.
[F5]Shares allocated to the account of Mr. McGurk under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested.
[F6]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
[F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
[F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
[F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

→

Entity typeother

Related Parties

filerCIK 0001313289

Filing Metadata

Form type: 4
Filed: Jun 24, 8:00 PM ET
Accepted: Jun 25, 4:48 PM ET
Size: 21.0 KB

View on SEC.gov