Phillips Diana 4
4 · SOTHEBYS · Filed Jul 2, 2012
Insider Transaction Report
Form 4
SOTHEBYSBID
Phillips Diana
EVP & WW Director of Press
Transactions
- Tax Payment
Common Stock
2012-07-02−235→ 8,077 total - Exercise/Conversion
Common Stock
2012-07-02+604→ 8,312 total - Exercise/Conversion
Restricted Stock Units
2012-07-02−604→ 0 total→ Common Stock (604 underlying)
Footnotes (4)
- [F1]Not Applicable
- [F2]Granted pursuant to the Issuer's Restricted Stock Unit Plan
- [F3]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
- [F4]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant. However, under the Issuer's Restricted Stock Plan, all unvested Restricted Stock Units owned by the reporting person have vested as of the Transaction Date in connection with the reporting person's retirement.