4//SEC Filing
DYNEGY INC. 4
Accession 0001140361-12-032190
CIK 0001379895operating
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 2:45 PM ET
Size
6.5 KB
Accession
0001140361-12-032190
Insider Transaction Report
Form 4
DYNEGY INC.DYN
ELWARD THOMAS W
Director
Transactions
- Award
Phantom Stock
2012-06-29+29,661.01→ 77,358.85 total→ Common Stock (29,661.01 underlying)
Footnotes (3)
- [F1]These shares are deemed to be phantom stock that are convertible on a 1-for-1 basis.
- [F2]Reflects shares of phantom stock issued to the Reporting Person pursuant to the Dynegy Inc. Deferred Compensation Plan for Certain Directors, as amended, a Rule 16b-3 Plan with the issuer. The shares of phantom stock were issued in connection with the Reporting Person's director compensation for the second quarter of 2012, and the number of shares of phantom stock issued with respect to the quarter was calculated based on the closing stock price of the issuer's common stock of $.59 (rounded) on June 29, 2012, the last trading day of the quarter.
- [F3]Upon termination of the Reporting Person's service as a director, the shares of phantom stock become payable, at the election of the Reporting Person, in a lump sum payment or in monthly, quarterly or annual installment payments following such termination. The shares of phantom stock are payable in cash or in shares of the issuer's common stock.
Documents
Issuer
DYNEGY INC.
CIK 0001379895
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001379895
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 2:45 PM ET
- Size
- 6.5 KB