4//SEC Filing
Lund John T 4
Accession 0001140361-12-032670
CIK 0001501364other
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 4:11 PM ET
Size
17.0 KB
Accession
0001140361-12-032670
Insider Transaction Report
Form 4
Lund John T
SVP, CFO, Treasurer
Transactions
- Tax Payment
Common Stock
2012-07-06$10.99/sh−1,268$13,935→ 25,782 total
Holdings
- 9,479
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (9,479 underlying) - 2,158.045(indirect: By 401(k))
Common Stock
- 19,292
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (19,292 underlying) - 15,689
Stock Options
Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (15,689 underlying) - 5,901.795(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 6,976
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,976 underlying) - 54,352
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (54,352 underlying)
Footnotes (13)
- [F1]Includes 200 shares held jointly with wife.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F11]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
- [F12]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F13]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- [F2]Includes 1,796 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 226 shares (x 1.5167 exchange ratio became 478 shares) withheld by the Issuer for tax withholding purposes.
- [F3]Includes 2,158 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,500 shares (x 1.5167 exchange ratio became 2,275 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 77 shares (x 1.5167 exchange ratio became 116 shares) withheld by the Issuer for tax withholding purposes.
- [F4]Includes 3,094 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,094 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 428 shares withheld by the Issuer for tax withholding purposes.
- [F5]The reported number of shares is net of 156 shares withheld by the Issuer for tax withholding purposes.
- [F6]Includes 15,212 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 1,268 shares withheld by the Issuer for tax withholding purposes.
- [F7]Includes 5,071 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
- [F8]Shares allocated to the account of Mr. Lund under the Rockville Bank Employee Stock Ownership Plan, of which 2,360.7180 shares are vested as of July 6, 2012.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001452142
Filing Metadata
- Form type
- 4
- Filed
- Jul 8, 8:00 PM ET
- Accepted
- Jul 9, 4:11 PM ET
- Size
- 17.0 KB