Shaw Marliese L 4
4 · Rockville Financial, Inc. /CT/ · Filed Jul 9, 2012
Insider Transaction Report
Form 4
Shaw Marliese L
Other
Transactions
- Tax Payment
Common Stock
2012-07-06$10.99/sh−921$10,122→ 9,321 total
Holdings
- 8,185.795(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 27,445
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (27,445 underlying) - 8,037.696(indirect: By 401(k))
Common Stock
- 9,742
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (9,742 underlying)
Footnotes (4)
- [F1]Includes 10,242 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 921 shares withheld by the Issuer for tax withholding purposes.
- [F2]Shares allocated to the account of Ms. Shaw under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested.
- [F3]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F4]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.