4//SEC Filing
Trachimowicz Richard J 4
Accession 0001140361-12-032677
CIK 0001501364other
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 4:17 PM ET
Size
22.1 KB
Accession
0001140361-12-032677
Insider Transaction Report
Form 4
Transactions
- Tax Payment
Common Stock
2012-07-06$10.99/sh−815$8,957→ 46,532 total
Holdings
- 5,984.909(indirect: By 401(k))
Common Stock
- 9,251
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (9,251 underlying) - 9,385
Common Stock
Exercise: $9.50From: 2011-09-02Exp: 2021-09-02→ Common Stock (9,385 underlying) - 14,571.532(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 3,033
Stock Options
Exercise: $11.72From: 2008-12-13Exp: 2016-12-13→ Common Stock (3,033 underlying) - 34,817
Common Stock
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (34,817 underlying) - 9,858
Stock Options
Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (9,858 underlying) - 9,858
Stock Options
Exercise: $9.46From: 2007-08-14Exp: 2017-08-14→ Common Stock (9,858 underlying) - 9,373
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (9,373 underlying) - 12,358
Common Stock
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (12,358 underlying)
Footnotes (17)
- [F1]Includes 3,100 shares held jointly with wife.
- [F10]Shares allocated to the account of Mr. Trachimowicz under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested.
- [F11]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F12]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F13]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F14]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F15]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date.
- [F16]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F17]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- [F2]Includes 5,323 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 5,000 shares (x 1.5167 exchange ratio became 7,583 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 1,490 shares (x 1.5167 exchange ratio became 2,260 shares) withheld by the Issuer for tax withholding purposes.
- [F3]Includes 2,684 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,250 shares (x 1.5167 exchange ratio became 3,412 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 338 shares (x 1.5167 exchange ratio became 728 shares) withheld by the Issuer for tax withholding purposes.
- [F4]Includes 3,236 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,250 shares (x 1.5167 exchange ratio became 3,412 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 116 shares (x 1.5167 exchange ratio became 176 shares) withheld by the Issuer for tax withholding purposes.
- [F5]Includes 1,851 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,851 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 450 shares withheld by the Issuer for tax withholding purposes.
- [F6]The reported number of shares is net of 510 shares withheld by the Issuer for tax withholding purposes.
- [F7]The reported number of shares is net of 233 shares withheld by the Issuer for tax withholding purposes.
- [F8]Includes 9,745 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 815 shares withheld by the Issuer for tax withholding purposes.
- [F9]Inclues 3,248 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001313298
Filing Metadata
- Form type
- 4
- Filed
- Jul 8, 8:00 PM ET
- Accepted
- Jul 9, 4:17 PM ET
- Size
- 22.1 KB