4//SEC Filing
SFERRA JAMES P/ 4
Accession 0001140361-12-037803
CIK 0000763532other
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 4:44 PM ET
Size
16.7 KB
Accession
0001140361-12-037803
Insider Transaction Report
Form 4
SFERRA JAMES P/
DirectorExecutive VP - Manufacturing
Transactions
- Award
Common Shares
2012-08-17$6.69/sh+3,606$24,124→ 50,201 total - Award
Option to Buy
2012-08-16+40,000→ 40,000 totalExercise: $6.58Exp: 2022-08-15→ Common Shares (40,000 underlying)
Holdings
- 22,000
Option to Buy
Exercise: $5.21Exp: 2020-08-19→ Common Shares (22,000 underlying) - 25,000
Option to Buy
Exercise: $17.60Exp: 2016-08-24→ Common Shares (25,000 underlying) - 60,000
Option to Buy
Exercise: $8.40Exp: 2019-08-21→ Common Shares (60,000 underlying) - 30,000
Option to Buy
Exercise: $9.96Exp: 2014-10-27→ Common Shares (30,000 underlying) - 18,750
Option to Buy
Exercise: $11.68From: 2003-11-14Exp: 2011-11-14→ Common Shares (18,750 underlying) - 20,000
Option to Buy
Exercise: $19.76Exp: 2017-08-24→ Common Shares (20,000 underlying) - 339,532
Common Shares
Footnotes (5)
- [F1]Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- [F2]Options are exercisable at a rate of 43% on 1st grant date anniversary, 43% on 2nd anniversary and 14% on third anniversary, cumulative to the extent not exercised in a prior year.
- [F3]Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008.
- [F4]The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- [F5]These holdings have been previously reported on Form 4.
Documents
Issuer
LSI INDUSTRIES INC
CIK 0000763532
Entity typeother
IncorporatedOH
Related Parties
1- filerCIK 0000936976
Filing Metadata
- Form type
- 4
- Filed
- Aug 19, 8:00 PM ET
- Accepted
- Aug 20, 4:44 PM ET
- Size
- 16.7 KB